Scholarly article on topic 'Experimental blunt chest trauma – cardiorespiratory effects of different mechanical ventilation strategies with high positive end-expiratory pressure: a randomized controlled study'

Experimental blunt chest trauma – cardiorespiratory effects of different mechanical ventilation strategies with high positive end-expiratory pressure: a randomized controlled study Academic research paper on "Medical engineering"

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Academic research paper on topic "Experimental blunt chest trauma – cardiorespiratory effects of different mechanical ventilation strategies with high positive end-expiratory pressure: a randomized controlled study"

Schreiter et al. BMC Anesthesiology (2016) 16:3 DOI 10.1186/s12871-015-0166-x

BMC Anesthesiology


Experimental blunt chest trauma -cardiorespiratory effects of different mechanical ventilation strategies with high positive end-expiratory pressure: a randomized controlled study

Dierk Schreiter1, Nadja C. Carvalho2,3, Sebastian Katscher4, Ludger Mende5, Alexander P. Reske6, Peter M. Spieth7, Alysson R. Carvalho8, Alessandro Beda3, Burkhard Lachmann9, Marcelo B. P. Amato10, Hermann Wrigge2 and Andreas W. Reske2*


Background: Uncertainty persists regarding the optimal ventilatory strategy in trauma patients developing acute respiratory distress syndrome (ARDS). This work aims to assess the effects of two mechanical ventilation strategies with high positive end-expiratory pressure (PEEP) in experimental ARDS following blunt chest trauma. Methods: Twenty-six juvenile pigs were anesthetized, tracheotomized and mechanically ventilated. A contusion was applied to the right chest using a bolt-shot device. Ninety minutes after contusion, animals were randomized to two different ventilation modes, applied for 24 h: Twelve pigs received conventional pressure-controlled ventilation with moderately low tidal volumes (VT, 8 ml/kg) and empirically chosen high external PEEP (16cmH2O) and are referred to as the HP-CMV-group. The other group (n = 14) underwent high-frequency inverse-ratio pressure-controlled ventilation (HFPPV) involving respiratory rate of 65breaths ■ min-1, inspiratory-to-expiratory-ratio 2:1, development of intrinsic PEEP and recruitment maneuvers, compatible with the rationale of the Open Lung Concept. Hemodynamics, gas exchange and respiratory mechanics were monitored during 24 h. Computed tomography and histology were analyzed in subgroups.

Results: Comparing changes which occurred from randomization (90 min after chest trauma) over the 24-h treatment period, groups differed statistically significantly (all P values for group effect <0.001, General Linear Model analysis) for the following parameters (values are mean ± SD for randomization vs. 24-h): PaO2 (100 % O2) (HFPPV 186 ± 82 vs. 450 ± 59 mmHg; HP-CMV 249 ± 73 vs. 243 ± 81 mmHg), venous admixture (HFPPV 34 ± 9.8 vs. 11.2 ± 3.7 %; HP-CMV 33.9 ± 10.5 vs. 21.8 ±7.2 %), PaCO2 (HFPPV 46.9 ± 6.8 vs. 33.1 ±2.4 mmHg; HP-CMV 46.3 ± 11.9 vs. 59.7 ± 18.3 mmHg) and normally aerated lung mass (HFPPV 42.8 ±11.8 vs. 74.6 ± 10.0 %; HP-CMV 40.7 ± 8.6 vs. 53.4 ±11.6 %). Improvements occurring after recruitment in the HFPPV-group persisted throughout the study. Peak airway pressure and VT did not differ significantly. HFPPV animals had lower atelectasis and inflammation scores in gravity-dependent lung areas. (Continued on next page)

* Correspondence:

2Department of Anesthesiology and Intensive Care Medicine, University

HospitalLeipzig, Liebigstr. 20, D-04103 Leipzig, Germany

Full list of author information is available at the end of the article

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(Continued from previous page)

Conclusions: In this model of ARDS following unilateral blunt chest trauma, HFPPV ventilation improved respiratory function and fulfilled relevant ventilation endpoints for trauma patients, i.e. restoration of oxygenation and lung aeration while avoiding hypercapnia and respiratory acidosis.

Keywords: Pulmonary contusion, Blunt chest trauma, Acute respiratory distress syndrome, Mechanical ventilation, Positive end-expiratory pressure, Hypercapnia, Computed tomography


Current concepts for ventilatory support in patients suffering from acute respiratory distress syndrome (ARDS) aim to reduce ventilator-associated lung injury by limiting tidal volumes (VT) and airway pressures. Tolerance of side effects such as low arterial oxygenation levels and hypercapnia is part of lung protective ventilation strategies in general ARDS populations [1-3]. In trauma-associated ARDS however, such permissive ventilator management may conflict with the treatment of traumatized patients [4, 5]. The risk of acute bleeding events or tissue hypoxia, for example, may prompt physicians to secure normal oxygenation and oxygen contents [5-7], but common therapeutic options such as ventilation with higher positive end-expiratory pressure (PEEP), prone positioning or early spontaneous breathing, may be limited in trauma patients with severe unilateral lung injury, severe pain, instable pelvic or spine fractures or severe brain injury [8-10]. Moreover, the avoidance of hypercapnic acidosis in patients with brain trauma or impaired coagulation may lead physicians to refrain from using low VT [3, 4, 9, 11-13].

Consequently, a dilemma is often faced when trauma patients develop ARDS and uncertainty persists regarding the optimal ventilatory strategy [13-17]. This problem particularly affects patients who sustained blunt chest trauma, which is frequently associated with both early posttraumatic ARDS and concomitant severe brain trauma [13, 18]. In this context, the rationale of the Open Lung Concept, namely early lung recruitment and restoration of lung aeration and gas exchange, may be of interest [6, 17, 19-22]. While the Open Lung Concept can be applied by different modes of mechanical ventilation [6, 17, 19, 23-25], it was implemented in this work by high-frequency inverse-ratio pressure-controlled ventilation (HFPPV) [6, 19, 23]: lung recruitment was performed and total PEEP (PEEPtot) was increased by generation of intrinsic PEEP (PEEPint) in addition to external PEEP (PEEPext) set on the ventilator. PEEPint was generated by shortening expiratory times using an inspiratory-to-expiratory time ratio of 2:1 and high respiratory rates which have both been reported as options to improve oxygenation and/or CO2 elimination [6, 19, 23, 26-28].

We previously applied the HFPPV as rescue strategy in patients with posttraumatic ARDS who showed progressively worsening lung function despite mechanical ventilation with reduced VT at high PEEP. The HFPPV resulted in significant improvements of lung aeration and gas exchange and allowed tight PaCO2 control [6]. To improve our understanding of the physiological mechanisms governing these uncontrolled clinical observations, we performed this randomized controlled experiment in pigs. We hypothesized that HFPPV fulfilling the Open Lung principles over a prolonged period of 24 h in pigs with blunt chest trauma would allow improvements in oxygenation and lung recruitment beyond those reached by conventional mechanical ventilation with moderately low VT and high PEEPext (HP-CMV) while avoiding hypercapnia and acidosis associated with the latter.


The study was approved by the animal ethics authority Ministerium für Ernährung, Landwirtschaft und Forsten des Landes Brandenburg (Potsdam, Germany, reference number 48-3560/56). Animals were handled according to the NIH principles of laboratory animal care [29].

Anesthesia, surgical preparation and general supportive management

Animals were screened clinically for preexisting infections. After intramuscular injection of azaperone (1 mg-kg-1), midazolam (3 mg-kg-1) and ketamine (15 mg-kg-1), animals were tracheotomized and mechanically ventilated (8 mm endotracheal tube). Anesthesia and analgesia was maintained by infusion of ketamine (5-30 mg • kg-1-h-1) and midazolam (15 mg ■ kg-1 ■ h-1). Pancuronium (0.2 mg ■ kg-1 ■ h-1) was infused continuously. Vascular catheters were inserted into the left external jugular vein, the pulmonary artery and a femoral artery by sterile surgical preparation. Ringer's lactate solution was continuously infused at a rate of 5 ml ■ kg-1 ■ h-1, which was increased if central venous pressure was below 5 mmHg, diuresis <1 ml ■ kg-1 ■ h-1, heart rate >140 min-1, or mean arterial pressure <65 mmHg. We did not attempt recording or analysis of infusion volumes or vasopressor doses beyond following the aforementioned standardized

guidelines for volume or vasopressor therapy. Infusion rate was reduced if central venous pressure exceeded 15 mmHg or the fluid balance exceeded 100 ml ■ h-1. Hypotension persisting despite fluid replacement was treated with intravenous norepinephrine (10 ^g bolus injections or continuous infusion of doses between 0.05 and 0.5 ^g ■ kg-1 ■ min-1) targeted to maintain mean arterial pressure above 65 mmHg. Propranolol (0.03 mg ■ kg-1 bolus injections) was administered intravenously when arrhythmia and tachycardia developed after trauma. Body temperature was maintained using a heating blanket. All pigs received 2 g mezlocilline intravenously every 8 h. To avoid hypoglycemia, 5 % glucose solution was infused (1.5 ml ■ kg-1 ■ h-1). Animals were euthanized after the experiment by injection of 60 ml of 1 molar potassium chloride.

General protocol, monitoring, data acquisition and supportive therapy

After 60 min stabilization, baseline measurements were obtained. Thereafter, the chest trauma was applied and all pigs were subsequently ventilated with non-individualized settings commonly applied in the prehospital rescue and transportation setting for 90 min. For standardized measurements just before randomization the FIO2 was increased to 1.0. Immediately afterwards, animals were randomized and allocated to the HFPPV or HP-CMV groups using sealed envelopes. Hemodynamics, gas exchange, and respiratory mechanics were recorded for 24 h.

Mean pulmonary artery, mean arterial, and central venous pressures as well as heart rate were continuously monitored (SC9000, Siemens, Erlangen, Germany). Cardiac output and pulmonary capillary wedge pressure were measured using the pulmonary artery catheter (Opti-Q™ and OXIMETRIX" 3 system, Abbott Laboratories, Illinois, USA). Arterial blood gases were monitored continuously (Trendcare, Diametrics Medical, High Newcombe, UK). For calculations and calibration of the blood gas monitor, conventional blood gas analysis was performed (Immediate Response Mobile Analysis (IRMA), Diamet-rics Medical) during ventilation with the maintenance fraction of inspired oxygen (FjO2). Oxygen delivery (DO2), oxygen consumption (VO2), and venous admixture (QVA/QT) were calculated using standard equations [30].

Airway pressures and VT were read from the ventilator's screen (Servo300A with Servo-Screen, MAQUET Critical Care, Solna, Sweden). An end-expiratory hold was performed for measuring PEEPint. A heat and moisture exchanger was inserted between endotracheal tube and Y-piece.

Application of the blunt chest trauma

According to previous reports [31-33], a lead plate (5 cm ■ 5 cm) was mounted on a steel plate (5 cm ■ 10 cm) and taped to the right chest wall in the anterior axillary line just below the axilla. After 3 min ventilation with pure oxygen and supplementary doses of ketamine (3 mg-kg-1) and midazolam (0.5 mg-kg-1), the endo-tracheal tube was clamped at end-inspiration just before applying the chest trauma with a bolt-shot device (Kaliber 9x17, Modell Blitz-Export, JOPP GmbH, Bad Neustadt, Germany) [31-33]. Immediately afterwards, chest tubes were inserted on both sides [34].

Mechanical ventilation during surgical preparation and the prehospital period

During instrumentation and for 90 min after trauma, volume-controlled ventilation mimicing clinical reality with the technically simple transport ventilators and monitors was performed: VT was 350 ml and PEEP 2cmH2O for all animals, the inflating pressure (Phigh) was limited to 35cmH2O. The respiratory rate was initially set to 20breaths ■ min-1. Respiratory rate and VT were subsequently adjusted to maintain end-expiratory PCO2 between 35 and 45 mmHg. The FIO2 was adjusted to keep the peripheral oxygen saturation above 90 %. Before baseline measurements, the inflating pressure (Phigh) was increased to 40cmH2O for 10 breaths to minimize atelectasis, which might have developed during instrumentation [35].

Mechanical ventilation after randomization

In both groups, mechanical ventilation was delivered using the standard ventilator (Servo300A, MAQUET) without study-specific modifications. In the HP-CMV-group, conventional pressure-controlled ventilation (PCV) was performed with VT of 8 ml ■ kg-1. Because lung contusion causes inhomogeneous lung injury, an individualized selection of PEEP by methods such as adding 2 cmH2O to the lower inflection point of the pressure-volume-curve of the respiratory system or best dynamic compliance can be cumbersome if not impossible [1, 36-38]. Therefore, if no clear lower inflection point could be identified, we empirically chose a high PEEPext of 16cmH2O, which was kept unchanged throughout the study [1, 38, 39]. The Phigh set on the ventilator was always kept below 35cmH2O [1, 2], even if it generated VT slightly below 8 ml ■ kg-1. The inspiratory-to-expiratory time ratio was 1:1. The FjO2, which had been set to 1.0 before randomization, was subsequently adjusted to a level maintaining PaO2 above 60 mmHg throughout the study. The respiratory rate was initially set to 20breaths ■ min-1 and could only be increased as long as expiratory flow reached zero to exclude development of PEEPint. When severe hypercapnia

and acidosis (PaCO2 > 80 mmHg and pH < 7.20) developed, Phigh and thus VT could be increased as long as Phigh remained < 35cmH2O [1, 2].

In the HFPPV-group, similar target settings for mechanical ventilation (i.e., PCV, Phigh below 35cmH2O, and VT < 8 ml ■ kg-1) were used. In contrast to the HP-CMV-group, high levels of PEEPtot were applied by combination of PEEPext (10cmH2O) and PEEPint, generated by high-frequency inverse-ratio PCV (inspiratory-to-expira-tory time ratio 2:1 and respiratory rate 65breaths ■ min- ) [6, 19]. For recruitment, we used three predefined opening pressures (50, 65, 80cmH2O) in a goal-directed manner using a target-PaO2 > 400 mmHg (FIO2 1.0) as indicator of sufficient alveolar recruitment [40]. We started with Phigh of 50cmH2O, which was applied for approximately 10s. Afterwards Phigh was immediately reduced to 35cmH2O, a safety margin also used by others [1]. If the PaO2 reached 400 mmHg, full recruitment was assumed [40, 41]. If not, Phigh of 65cmH2O was applied. In three animals we could not achieve our target-PaO2 even with Phigh of 65cmH2O and therefore used 80cmH2O. If a PaO2 above 400 mmHg could be reached by recruitment, but not stabilized during ventilation with Phigh 35cmH2O, PEEPext was increased by 2cmH2O and recruitment was repeated using the previously sufficient opening pressure. If the PaO2 remained above 400 mmHg for 30 min during ventilation with Phigh of 35cmH2O, we started to reduce Phigh. However, during high-frequency inverse-ratio PCV, Phigh is the major determinant of PEEPint provided that respiratory rate and inspiratory-to-expiratory time ratio are constant. Thus, a reduction in Phigh reduces VT and PEEPint and thus PEEPtot. To avoid derecruitment because of too quick reduction of PEEPtot, the possibility of decreasing Phigh by 2cmH2O was tested every hour until Phigh was equal or below 30cmH2O. If PaO2 decreased abruptly below 400 mmHg after reduction of Phigh, derecruitment was assumed and recruitment using the previously applied Phigh was repeated. After recruitment, ventilation was continued using the Phigh, which had been applied just before derecruitment occurred. For changing CO2 elimination, respiratory rate was adjusted between 60 and 80breaths ■ min-1. After each change in respiratory rate, a potential change in PEEPint was excluded by measuring PEEPtot.

Tracheal suctioning was only performed if inevitable. After suctioning, or after accidental disconnection of the ventilator circuit, ventilation was resumed without interventions in HP-CMV-animals, while in the HFPPV-group ventilation was continued after recruitment. We did not attempt recording or analysis of the number of suctioning maneuvers or disconnections because the management of these situations inherently differs between the two strategies.

Computed tomography

A mobile computed tomography (CT)-scanner (Tomoscan M, Philips Medical System, Hamburg, Germany) was rented and set up in our large animal research facility specifically for our experiment. Because of delayed availability of this CT-scanner, CT could be used only in a subgroup of animals (11 HP-CMV, 9 HFPPV). Single-slice CT-scans were taken at the level of the contusion during breath-hold at end-inspiratory pressure for three time points (Baseline, Randomization, 24-h). CT-scans were taken at 120 kV and 250 mAs. Images were reconstructed with 3 mm slice thickness and the SF7 (Philips' notation) reconstruction filter. For quantitative CT analysis, the lung parenchyma was manually delineated using the Osiris software (University Hospital of Geneva, Switzerland) [41]. Differently aerated lung compartments were classified as hyperinflated (-1000 to -951 HU), normally aerated (-950 to -501 HU), poorly aerated (-500 to -101 HU) and non-aerated (-100 to +100 HU) and their size calculated as percentage of the total lung mass present in the single CT-slice [41]. We used a lower HU-threshold for defining hyperinflated and normally aerated compartments because thin CT-slices and an edge-enhancing filter were used [42].

Histological analysis

Heart and lungs were removed en bloc keeping the lung inflated at the last mean airway pressure. Lung tissue (approximately 8 cm3) was sampled from gravity-dependent (dorsal) and central regions of the left and right lower lobe and from the non-dependent zones (ventral) of the left and right upper lobe. Following immersion in 4 % buffered formaldehyde for three days, tissue samples were embedded in paraffin, cut in 5 ^m slices, stained with hematoxylin-eosin and analyzed using standard techniques [43]. A semi-quantitative score was used to assess the histological criteria atelec-tasis, edema, inflammation (accumulation of inflammatory cells in airspaces and interstitium), and hemorrhage by a pathologist blinded to group allocation. These characteristics were subjectively scored on a scale from 0 to 3: 0 = no presence of the feature, 1 = mild presence of the feature, 2 = moderate presence of that feature, and 3 = severe involvement [43, 44].

Statistical analysis

Data are presented as mean (standard deviation, SD) or medians (interquartile range, IQR). For presentation of some results grand means were calculated over all measurement points after randomization. For hemodynamic and ventilatory parameters the means of triplicate measurements were entered into the study database. Histograms and D'Agostino and Pearson's test were used to

check for normal distribution. If the assumption of homogeneity of variance (Levene's test) was violated, data were logarithmically transformed to obtain normally distributed residuals. Baseline and Randomization were compared with paired-samples t-tests or Wilcoxon's signed-rank tests. Group effect after Randomization was tested with general linear models (GLM) adjusted for repeated measurements. The Sidak's procedure was applied for post-hoc comparisons. Software packages SPSS 15.0 (SPSS GmbH, Munich, Germany) and GraphPad Prism 5 (GraphPad Software, La Jolla, CA, USA) were used. Significance was accepted at P < 0.05.


General aspects

Out of the 40 (26 female) pigs included, eight pigs died from hemorrhage, extrapulmonary injuries (liver or heart), cardiac arrhythmia or intractable shock before entering the randomized ventilation period. Of the remaining 32 pigs, two HFPPV-pigs and four HP-CMV-pigs died during randomized ventilation. Because animals were only included in the analysis if they had survived at least half of the experimental time, 26 animals (14 HFPPV- and 12 HP-CMV-pigs) were used in the analyses. The flow-chart in Fig. 1 depicts the main interventions and the number of animals remaining in the study at each measurement point.

Mean body weight did not differ between groups (HFPPV 32.4 ± 3.4 kg, HP-CMV 32.0 ± 3.8 kg, P = 0.7),

neither did mean body length (HFPPV 104.8 ± 7.5 cm, HP-CMV 106.8 ± 7.5 cm, P = 0.55).

Figure 2 shows a representative CT image illustrating sequelae of chest trauma after 90 min. Pneumothoraces were diagnosed in all animals undergoing CT.

Changes occurring within 90 min after blunt chest trauma

Thirty minutes after contusion, all pigs except one, developed mild to moderate ARDS (PaO2/FjO2 218.4 ± 73 mmHg) [45].

When comparing measurements at Randomization (just before randomized group allocation) with Baseline (Figs. 3 and 4, Table 1), we observed significant decreases in PaO2/FIO2 (Baseline 379.9 ± 75.7 mmHg, Randomization 215.3 ± 77.7 mmHg), cardiac output (Baseline 7.3 ± 1.7 L ■ min-1, Randomization 6.2 ± 1.7 L ■ min- ), VT (Baseline 11.3 ± 2.3 ml ■ kg- , Randomization 9.0 ±2.2 ml-kg-1), and heart rate (Baseline 124 ± 12 min-1, Randomization 107 ± 20 min-1), and a significant increase of QVA/QT (Baseline 16.0 ± 5.3 %, Randomization 34.3 ± 9.9 %), Phigh (Baseline 20.5 ± 4.6 cmH2O, Randomization 30.1 ± 8.7cmH2O), and mean pulmonary artery pressure (Baseline 27.5 ± 5.0 mmHg, Randomization 31.8 ± 4.9 mmHg) (P-values < 0.001). No statistically significant differences were observed for pulmonary capillary wedge pressure, central venous pressure, mean arterial pressure, PaCO2, pH, minute ventilation and PEEP (Table 1). The chest trauma caused significant increases in nonaerated (Baseline 3.7 ± 2.4 %, Randomization 25.4 ± 14.0 %)

Preparation +

Pulmonary Contusion +

90 minutes prehospital mechanical ventilation


Sample size: 32


Measurements at:

Sample size: HFPPV HP-CMV

24 hrs ventilation

End of the experiment

Fig. 1 Study protocoland time course of interventions

1 hour 16 16

6 hours 15 15

8 hours 15 15

12 hours 15 14

18 hours 15 12

24 hours 14 12

Fig. 2 Representative CT image taken during breath-hold at end-inspiratory pressure at the level of the contusion 90 min after the pulmonary contusion. Left and right upside down arrows show the chest tubes used to drain bilateral pneumothoraces. Arrows in the right and left lung show the opacification directly caused by contusion and "contre-coup", respectively

and poorly aerated lung (Baseline 10.8 ± 6.0 %, Randomization 32.3 ± 10.7 %), and a reduction in normally aerated lung (Baseline 84.0 ± 7.1 %, Randomization 41.6 ± 9.9 %,) within 90 min CP-values < 0.01, Fig. 5).

Recruitment maneuver

The median opening pressure applied during recruitment was 65cmH2O (IQR 50-65). All HFPPV-animals reached the target-PaO2 of 400 mmHg. The mean PaO2 immediately after recruitment maneuvers, which were considered successful, was 605 ± 67 mmHg. The hemodynamic effects of recruitment were transient: mean arterial pressure decreased but returned to pre-recruitment levels within ten minutes (Randomization =

84.1 ± 7.1 mmHg, recruitment = 57.8 ± 8.9 mmHg, and 10 min after recruitment = 76.6 ± 18 mmHg, P = 0.052).

Effects of different ventilation strategies during the treatment period

Respiratory variables and gas exchange

Compared to the HP-CMV-group, a significant increase in PaO2/FIO2 and decrease in QVA/QT resulted from recruitment and start of HFPPV-ventilation. These changes persisted throughout the study (Fig. 3). Although PaCO2 values did not differ significantly between groups neither at Baseline (HP-CMV 46.0 ± 5.8 mmHg, HFPPV 43.2 ± 5.4 mmHg, P = 0.22) nor at Randomization (HP-CMV 46.3 ± 4.8 mmHg, HFPPV 46.9 ±6.7 mmHg, P = 0.81), the PaCO2 rose and remained significantly elevated throughout the experiment (after 1 h randomized ventilation: HP-CMV 73.9 ±

23.2 mmHg versus HFPPV 33.2 ± 1.8 mmHg, after 24 h: HP-CMV 59.7 ±18.3 mmHg versus HFPPV 33.1 ± 2.4 mmHg, group factor P < 0.001). While the mean pH varied only between 7.45 and 7.47 (SD < 0.06) over the randomized ventilation period in the HFPPV-group, it

600 500 I 400 ^ 300

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GLM: HFPPV vs. HP-CMV P < 0.001

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GLM: HFPPV vs. HP-CMV P < 0.001

BAL30 minRAN 1 h 6 h 12 h 18 h 24 h

BAL 30 minRAN 1 h 6 h 12 h 18 h 24 h

CT 80 I

GLM: HFPPV vs. HP-CMV P < 0.001

BAL30 minRAN 1 h 6 h 12 h 18 h 24 h

GLM: HFPPV vs. HP-CMV P< 0.001

BAL30 minRAN 1 h 6 h 12 h 18 h 24 h

Fig. 3 Gas exchange. Effects of high frequency inverse ratio pressure controlled ventilation (HFPPV) and moderately low VT and high PEEP ventilation (HP-CMV) on the ratio of arterialpartialpressure of oxygen to fraction of inspired oxygen ratio (PaO2/FiO2), venous admixture, arterial partial pressure of carbon dioxide (PaCO2), and pH. Data are shown as mean and standard deviation. For General Linear Model (GLM) statistics, logarithmic transformation was used for venous admixture and PaCO2



BAL 30min RAN 1 h 6 h 12 h 18 h 24 h

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E 15 w 10


GLM: HFPPV vs. HP-CMV, P = 0.01

BAL30 min RAN 1 h 6 h 12 h 18 h 24 h

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GLM: HFPPV vs. HP-CMV, P< 0.001

BAL 30 min RAN 1 h 6 h 12 h 18 h 24 h

Fig. 4 Lung mechanics. Changes of inflating pressure (Phigh), total positive end-expiratory pressure (PEEPtot), tidalvolume (VT), minute ventilation (MV) for the high frequency inverse ration pressure controlled ventilation (HFPPV) and low tidalvolume high PEEP ventilation (HP-CMV) groups. Data are shown as mean and standard deviation. For GeneralLinear Model(GLM) analysis of group effects logarithmic transformation of minute ventilation was used. ns: not significant (P > 0.05)

P < 0.001

P< 0.001

remained below 7.30 (SD < 0.08) in all but the last measurement points for the HP-CMV animals. In fact, at the measurement points after one and six hours, 92 and 75 %, respectively, of the HP-CMV animals had a pH below 7.30. The grand means of PEEPtot over all measurement points after randomization differed statistically significantly between HP-CMV and HFPPV-group (14.8 ± 1.5 versus 16.7 ± 2.2cmH2O, group factor P = 0.015). No statistically significant differences were observed for VT, and Phigh (Fig. 4).

Hemodynamic variables

During the 24-h study period, the HP-CMV-group showed significantly higher cardiac output, the grand means over all measurement points after randomization were 5.9 ± 1.0 L ■ min-1 for HP-CMV versus 4.3 ± 1.1 L ■ min-1 for HFPPV, group factor P = 0.009). The grand mean for arterial pressure was also higher in the HP-CMV (87.0 ± 14.7 mmHg) than in HFPPV-group 79.0 ± 13.1 mmHg, group factor P = 0.036). No statistically significant differences were observed for pulmonary capillary wedge pressure, central venous pressure, DO2, VO2, heart rate, mean pulmonary artery pressure (Table 1).

Quantitative CT analysis

At 24-h, the HFPPV-group had significantly reduced nonaerated lung (5.7 ± 4.8 % versus 25.2 ± 14.4 %, P = 0.007) and increased normally aerated lung compared to the HP-CMV-group (64.0 ± 2.4 % versus 41.7 ± 2.2 %,

P = 0.007). No significant differences were found for hyperinflated and poorly aerated lung (Fig. 5).

Histological analysis

Histological features of lung damage are detailed in Table 2. In left dorsal lung areas, the HP-CMV-group showed significantly higher scores for atelectasis (median values: 2.5 versus 0, P = 0.01) and accumulation of inflammatory cells (median values: 1.0 versus 0, P = 0.03) compared with the HFPPV-group. Tissue samples from dorsal, gravity-dependent regions of the lung were sometimes fully atelectatic and congested and became crumbly after fixation. Therefore, some tissue samples could either not be cut or not be analyzed by microscopy. The minimum number of samples available for the dorsal, gravity-dependent lung regions was 9 for the HFPPV and 11 for the HP-CMV group.


Our results demonstrate that, over an extended experimental period of 24 h, both strategies for mechanical ventilation, HFPPV and HP-CMV, enabled the use of moderately low tidal volumes and limited inflating pressures in pigs with mild ARDS after blunt chest trauma. Contrasting with the approach to conventional mechanical ventilation used here, however, improvements in lung function, e.g. oxygenation, CO2 elimination and lung aeration were detected only in the HFPPV-group.

Table 1 Respiratory and hemodynamic parameters

Group BAL RAN 1 h 6h 12 h 18 h 24 h Group effect

RR(breaths*min- 1) HFPPV 20 ±0 20 ± 0ns 69.6 ±11.7 65.6 ± 12.0 64.0 ± 3.2 62.4 ±14.3 64.2 ±14.2 P <0.01

HP-CMV 20 ±0 20 ± 0ns 21 ± 1.8 21 ±2.3 20.7 ± .8 20.7 ±1.8 20.4 ±1.3

AP(cmH2O) HFPPV 18.8 ±5.1 28.4 ± 8.5* 11.8 ± 3.2 9.6 ± 3.3 8.7 ± 2.8 9.3 ± 2.8 8.2 ± 2.6 ns

HP-CMV 16.0 ±4.0 25.2 ± 9.3* 11.1 ±3.3 10.7 ± 3.0 9.8 ± 3.0 11.2 ± 3.0 10.8 ± 3.0

MAP(mmHg) HFPPV 83.3 ± 12.8 84.1 ±14.4ns 80.8 ± 13.0 78.2 ± 10.9 81.1 ± 14.3 81.0 ± 13.2 72.6 ±13.5 P = 0.04

HP-CMV 85.5 ±14.9 87.2 ± 14.7ns 83.0 ± 12.2 87.6 ± 15.3 87.1 ± 6.5 91.3 ± 16.4 85.7 ± 13.1

MPAP(mmHg) HFPPV 28.6 ± 5.4 32.2 ±5.5* 32.5 ± 8.7 28.7 ±4.2 28.0 ± 3.7 29.6 ±5.3 28.0 ±4.3 ns

HP-CMV 25.7 ± 3.7 29.4 ±4.7* 34.2 ± 5.7 33.0 ± 5.4 31.8 ±5.0 30.1 ±7.1 30.3 ±8.0

CVP(mmHg) HFPPV 9.6 ± 4.5 9.7 ± 4.5ns 14.2 ±3.4 12.8 ± 3.0 12.2 ± 3.4 12.2 ± 3.4 12.3 ±3.8 ns

HP-CMV 10.3 ± 4.2 11.2 ± 4.0ns 12.3 ± 2.5 11.4 ± 2.6 12.4 ± 3.4 11.1 ±2.6 11.1 ± 3.0

PCWP(mmHg) HFPPV 15.4 ± 2.5 16.7 ± 4.7ns 18.8 ± 3.2 17.0 ± 2.6 17.2 ± 3.5 17.5 ± 3.9 16.3 ± 2.5 ns

HP-CMV 15.7 ±3.3 16.4 ± 2.6ns 17.8 ± 3.1 17.2 ± 3.0 17.0 ±4.3 16.0 ± 3.8 16.0 ± 4.6

HR(min-1) HFPPV 125 ± 14 109 ±21* 115 ± 17 119 ± 25 127 ± ' 7 128 ± 13 126 ±26 ns

HP-CMV 121 ±16 104 ±20* 124 ±27 127 ±17 132 ± ' 1 141 ±19 137 ± 18

CO(L*min-1) HFPPV 8.0 ± 2.3 6.5 ± 2.5* 5.8 ± 3.8 3.9 ± 0.8 4.4 ± .1 4.4 ±1.5 3.8 ±0.9 P <0.01

HP-CMV 6.9 ± 1.4 6.0 ±1.1* 5.5 ± 1.2 5.5 ± 2.3 5.5 ± .5 6.2 ± 1.0 5.3 ± 0.8

VO2(mlO2*min- 1) HFPPV 392 ± 134 341 ± 206ns 306 ± 90 280 ± 89 317 ± ' 32 289 ±131 244 ± 100 ns

HP-CMV 288 ±110 244 ± 101ns 238 ±81 281 ±160 286 ± 59 301±143 270 ±97

DO2(mlO2*min- -1) HFPPV 1040 ± 254 833 ± 290* 653±171 539 ±110 612 ± ' 51 615 ±208 529 ±123 ns

HP-CMV 903 ±176 778 ±153* 678 ±160 699 ± 297 687 ±217 662 ±130 654 ±106

Respiratory and hemodynamic parameters observed in the high frequency inverse ration pressure controlled ventilation (HFPPV) and low tidal volume high PEEP ventilation (HP-CMV) groups. Respiratory rate (RR), driving pressure (AP), mean arterial pressure (MAP), mean pulmonary arterial blood pressure (MPAP), central venous pressure, pulmonary capillary wedge pressure (PCWP), heart rate (HR), cardiac output (CO), oxygen consumption and delivery VO2 and DO2, respectively). Data are shown as mean and standard deviation. BAL: baseline, RAN: randomization, ns: not significant (P > 0.05). The superscripts in the RAN column refer to statistical significance of the comparison to BAL; *P < 0.05. Group effect (last column) indicates the statistical significance of between-group differences detected by GLM analysis of changes after randomization

Individuals developing ARDS after trauma and in particular blunt chest trauma have been significantly under-represented in clinical and experimental studies on mechanical ventilation and thus controversy remains about how to ventilate these patients, who are at high risk of developing ARDS or ventilator-associated lung injury, if ventilators settings are inappropriately chosen [10, 13-16, 46].

The rationales of our ventilation strategies differ significantly and although the results may appear somewhat predestined by the design of the study, the strategies chosen represent the way mechanical ventilation is employed by clinicians. The ventilation strategy adopted here for the HP-CMV-group inherently tolerates persisting or even progressive lung collapse, which has been associated with hypercapnia, acidosis, surfactant loss and/or dysfunction and development of edema and hyperinflation of the lung that remains aerated [47-51]. We tried to minimize this effect by choosing a rather high PEEP in the HP-CMV-group. This PEEP is compatible with previous studies, but is still higher than the PEEP currently used in clinical practice for mild-to-

moderate ARDS [1, 2, 39, 45]. Although they are obvious confounders of the results observed, the limits chosen for VT and respiratory rate also reflect current clinical considerations for the implementation of lung protective mechanical ventilation and thus were intentionally chosen for testing our hypothesis [2, 52-54]. The Open Lung Concept in contrast aims at actively recruiting nonaerated lung as early as possible. This is expected to lower alveolar opening pressures and homogenize lung aeration, resulting in reduced parenchymal stress during tidal ventilation [19, 37, 55, 56]. Individualized PEEP is applied to stabilize the resulting gains in lung aeration and function, which are otherwise short lived, until recovery of lung function, surfactant system and parenchymal injury [19, 37, 48, 56, 57].

The general improvement of lung function in our HFPPV-group, which was paralleled by subgroup-results of quantitative CT analysis and histology, can be interpreted in support of the Open Lung Concept for lung protective ventilation (Tables 1 and 2, Figs. 3 and 5). Although statistically significant, the between-group difference in the grand means for PEEPtot was only



Baseline Randomization 24 h

Baseline Randomization 24 h


P = 0.007

Randomization 24 h

о о о

Ш 0.0


ns I-1

Baseline Randomization 24 h

Fig. 5 CT analysis. Effects of high frequency inverse ration pressure controlled ventilation (HFPPV) and low tidalvolume high PEEP ventilation (HP-CMV) groups on percentage of: nonaerated lung (%Mnon), poorly aerated lung (%Mpoor), normally aerated lung (%Mnorm), and hyperinfated lung (%Mhyper). All CT-parameters were calculated as percentage of the total mass of tissue present in the single CT-slice. ns: not significant (P >0.05)

P = 0.007


1.8cmH2O and thus our findings seem to reflect much more recruitment and/or minute ventilation effects than differences in PEEP. It appears interesting in this context that the results in HFPPV developed despite a randomization bias with an apparently more severe injury in the HFPPV group (Figs. 3 and 4).

The HFPPV resulted in significantly better CO2-elim-ination compared to the conventional ventilation approach chosen for our HP-CMV-group, where PaCO2 rose and pH decreased to levels that may be unacceptable in trauma patients with concomitant brain trauma and/or multifactorial impairments of coagulation (Fig. 3) [11-13, 47, 58]. After one and six hours of HP-CMV ventilation, 92 and 75 %, respectively, of all pigs in this group had a pH below 7.30. This better PaCO2-control during HFPPV-ventilation may be of particular interest in trauma patients. However, although mild hypocapnia as observed here as well as in our earlier clinical case series may help managing acute increases in intracranial pressure, it should only be used under close monitoring to exclude cerebral tissue hypoxia [6]. If necessary, PaCO2 can be increased to normocapnia simply by increasing apparatus dead-space [59].

The decrease of 50 % in PaCO2 between HFPPV and our HP-CMV-group is less than what should be theoretically expected from the higher respiratory rate. The PaCO2 is affected by four main factors: MV, VT, dead-

space (VD) and CO2-production (V' CO2), according to the equation PaCO2 = K• V' CO2/(MV-(1-VD/ VT)), where K is a constant [60]. Since MV increased about threefold from HP-CMV to HFPPV, theoretically PaCO2 should decrease roughly 70 % from HP-CMV to HFPPV, and not only 50 %. Thus other factors of the equation must differ between groups. Since VT did not change significantly, and considering that there is no obvious reason for a higher CO2-production in the HFPPV-group, a larger anatomical dead-space, e.g. by recruitment and/or inflation of airways, is the most likely explanation.

Although the high respiratory rate facilitated VT reduction, it should be noticed that the higher respiratory rate in the HFPPV-group resulted in higher mechanical work performed by the ventilator, and consequently larger energy transferred to and dissipated by the respiratory system. In PCV, the work performed by the ventilator per minute is W = Phigh • VT • respiratory rate. Because VT and Phigh did not differ significantly, the work per minute in HFPPV was about 3.25 times that in HP-CMV, since this is the ratio between the respiratory rates in the two groups. However, the relevance of this difference in terms of potential of injury is far from being established, and our histological analysis did not indicate injurious effects of the HFPPV.

Table 2 Histological analysis

HFPPV group HP-CMV group Group effect

Right Left Right Left Right Left

Atelectasis Non-dependent 0 (0-0) 0 (0-0) 0 (0-0) 0 (0-3) ns ns

Central 0 (0-1) 0 (0-3) 0 (0-1) 0 (0-3) ns ns

Dependent 0 (0-3) 0 (0-3) 2 (0-3) 2.5 (1-3) ns P = 0.01

Edema Non-dependent 0 (0-2) 0 (0-3) 0 (0-1) 0 (0-1) ns ns

Central 0 (0-3) 0 (0-3) 0 (0-1) 0 (0-2) ns ns

Dependent 0 (0-1) 0 (0-1) 0 (0-1) 0 (0-1) ns ns

Inflammation Non-dependent 0 (0-0) 0 (0-0) 0 (0-2) 0 (0-0) ns ns

Central 0 (0-0) 0 (0-2) 0 (0-1) 0 (0-3) ns ns

Dependent 0 (0-1) 0 (0-0) 0 (0-3) 1 (0-3) ns P = 0.03

Hemorrhage Non-dependent 0 (0-2) 0 (0-1) 0 (0-0) 0 (0-1) ns ns

Central 0 (0-1) 0 (0-2) 0 (0-3) 1 (0-2) ns ns

Dependent 1 (0-2) 1 (0-2) 1 (0-2) 1 (0-2) ns ns

Histological evaluation of parenchymal damage in different lung zones of pigs in the high frequency inverse ration pressure controlled ventilation (HFPPV) and low tidal volume high PEEP ventilation (HP-CMV) groups: non-dependent (ventral), central and dependent (dorsal). Values are shown as median (minimum - maximum). The maximum score achievable was three for all parameters. Inflammation refers to accumulation of inflammatory cells in airspaces and interstitium. ns: not significant, P> 0.05

Although the HFPPV may help achieving lung protective ventilation, an important concern should be the avoidance of potential pulmonary and hemodynamic side effects [59, 61]. Already the mechanical ventilation with high PEEP, as in both groups, requires increased awareness of the potential development of pneumothorax, especially after chest trauma. The same applies to recruitment, which was therefore performed for only 10 s and a target-PaO2 above 400 mmHg was used as individual indicator for sufficient recruitment [40, 41]. Because the Phigh for recruitment was applied during HFPPV, the pressure at the distal (tracheal) end of the endotracheal tube will be considerably lower. Especially during high inspiratory flows, this pressure drop can reach 7cmH2O. Also, already after the first breath, high PEEPtot develops due to the development of PEEPint, which further reduces the pressure amplitude. Nevertheless, all our pigs had chest tubes in place and thus pneu-mothoraces, which may have develop after recruitment or during ventilation with high PEEP in both groups, may have gone undetected. Although we never observed large air leaks, which should have resulted if gross lung rupture had occurred, our data do not provide any proof of safety of recruitment. Individuals without chest tubes, in whom recruitment or ventilation with high PEEP is performed, should be closely monitored for complications.

The smaller values for some hemodynamic parameters measured in the HFPPV-group did not reflect in any way a clinically unacceptable impairment in hemodynamics. Mean arterial pressure decreased transiently after recruitment and could be easily managed by injection of small doses of norepinephrine and

returned to pre-recruitment levels within ten minutes. Also, the higher values of mean arterial pressure and cardiac output observed in the HP-CMV-group may well be explained by permissive hypercapnia [3]. Interestingly, the mean pulmonary artery pressure as a surrogate of right heart afterload, whose limitation is a therapeutic problem in ARDS tended to be lower during HFPPV, likely reflecting released hypoxic pulmonary vasoconstriction and higher lung volumes [59].


The blunt chest trauma model used here is affected by uncontrolled factors (e.g. angle and rebound of the firing device, energy density transferred to the subject, and undesired extra-pulmonary injuries), which limit the between- and within-study comparability as illustrated by the randomization bias visible for PaO2/FiO2 ratio and Phigh in Figs. 3 and 4, respectively. There was a significant drop-out of animals due to the trauma. The injury was obviously not confined to the ipsilateral lung, but (as often in clinical reality) involved the contralateral lung and other organs. Although the drop-out cases complicate the interpretation, they were equally distributed and thus did not skew the results. However, we are currently modifying the chest trauma model to eliminate the drawbacks mentioned. Single-slice CT focusing on the morphological assessment of the contusion was performed only in a subgroup of animals and only for three time points, which limits the impact of this data. Besides changes over time, cranio-caudal differences in lung aeration might have gone undetected. Also, quantitative CT analysis did not reveal relevant hyperinflation in any group. Besides an absence of hyperinflation per se, this

may be explained by general problems related to quantitative CT analysis. Our histology analysis is only basic and we cannot provide biochemical results characterizing pulmonary inflammation. All animals developed pneumothoraces after chest trauma. Because the insertion of chest tubes compromises the assessment of lung mechanics, we present only basic lung mechanics. Expiration was deliberately terminated in HFPPV animals in order to generate intrinsic PEEP. Because of this common dead-space analysis using volumetric capnography could not be used. We acknowledge the importance of information regarding dead-space and alveolar ventilation and we will explore alternative methods for assessing dead-space and alveolar ventilation in further experiments. Finally, although the present experiment confirmed our earlier clinical experience, extrapolation from the porcine model to the clinical scenario requires caution, not only because the effects of HFPPV may depend on body position and muscular tone.


Conventional mechanical ventilation and therapeutic adjuncts in ARDS may be challenged in trauma patients because of instable fractures, severe brain injury, or impaired coagulation. Using a porcine model mimicking ARDS due to blunt chest trauma, we demonstrated that HFPPV ventilation involving lung recruitment and high total PEEP improved oxygenation and lung aeration while avoiding CO2-accumulation and acidosis, which are particularly useful effects in patients with posttrau-matic ARDS. The HFPPV offers an option to avoid (too) permissive impairments in lung aeration and gas exchange during lung protective mechanical ventilation and may be tested before employing more invasive modalities such as extracorporeal CO2-removal.


V' CO2: CO2-production; ARDS: acute respiratory distress syndrome; DO2: Oxygen delivery; F,O2: fraction of inspired oxygen; HFPPV: high-frequency inverse-ratio pressure-controlled ventilation; HP-CMV: conventional mechanical ventilation with moderately low VT and high PEEPext; PCV: pressure-controlled ventilation; PEEP: positive end-expiratory pressure; PEEPext: external PEEP; PEEPint: intrinsic PEEP; PEEPtot: total PEEP; Phigh: inflating pressure; QVA/QT: venous admixture; VD: dead-space; VO2: oxygen consumption; VT: tidal volume.

Competing interest

The authors have declared no conflicts of interest. Authors' contributions

DS, SK, LM, APR, BL, AWR have made substantial contributions to conception and design, or acquisition of data. DS, NCC, SK, LM, APR, PMS, ARC, AB, BL, MBPA, HW and AWR participated in drafting the article or critically revising it for important intellectual content. NCC and AWR performed the statistical analysis. All authors read and approved the final manuscript.


Support was provided from institutional funding which was, in part, derived from unrestricted research grants from MAQUET Critical Care (Solna, Sweden), KCI Medical (Wiesbaden, Germany) and Diametrics Medical (High Newcombe,

UK). The writing of this manuscript was in part supported by the German Research Foundation (Ref. No. RE 3118/2-1), which financed an international workshop held in Leipzig in October 2012, during which all authors met, discussed and drafted this manuscript. Nadja C. Carvalho's work is supported by a scholarship from CAPES (Coordenaçâo de Aperfeiçoamento de Pessoal de Nivel Superior, Brazil). Alessandro Beda's work is supported by funding from CNPq (Conselho Nacional de Desenvolvimento Científico e Tecnológico, Brazil) and FAPEMIG (Fundaçâo de Amparo e Pesquisa do Estado de Minas Gerais, Brazil). Alysson R. Carvalho's work is supported by funding from CNPq, CAPES and FAPERJ (Fundaçâo de Amparo e Pesquisa do Estado do Rio de Janeiro). Marcelo B. P. Amato's work is supported by funding from CNPq, FINEP (Financiadora de Estudos e Projetos) and FAPESP (Fundaçâo de Amparo e Pesquisa do Estado de Sâo Paulo). The funders had no role in study design, data collection, data analysis, or data interpretation, decision to publish, or preparation of the manuscript. This work should be attributed to the University Hospital Leipzig Leipzig, Germany.

Author details

1 Helios Park Clinic, Department of Intensive Care Medicine, Leipzig, Germany. 2Department of Anesthesiology and Intensive Care Medicine, University Hospital Leipzig, Liebigstr. 20, D-04103 Leipzig, Germany. 3Department of Electronic Engineering, Federal University of Minas Gerais, Belo Horizonte, Brazil. 4Sana Kliniken Leipziger Land, Department of Orthopedic, Trauma and Hand Surgery, Borna, Germany. 5Intensive Care Unit, Sana Kliniken Leipziger Land, Borna, Germany. Anesthesiology and Intensive Care Medicine, Fachkrankenhaus Coswig, Coswig, Sachsen, Germany. 7Pulmonary Engineering Group, Department of Anesthesiology and Intensive Care Medicine, University Hospital Carl Gustav Carus, Dresden, Germany. 8Carlos Chagas Biophysics Institute, Federal University of Rio de Janeiro, Rio de Janeiro, Brazil. 9Department of Anesthesiology and Intensive Care Medicine, Charité, Berlin Medical University, Berlin, Germany. 10Cardio-Pulmonary Department, Pulmonary Division, Hospital das Clínicas, University of Sâo Paulo, Sâo Paulo, Brazil.

Received: 28 May 2015 Accepted: 9 December 2015 Published online: 12 January 2016


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