Scholarly article on topic 'The interplay between autophagy and ROS in tumorigenesis'

The interplay between autophagy and ROS in tumorigenesis Academic research paper on "Biological sciences"

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Front. Oncol.
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Academic research paper on topic "The interplay between autophagy and ROS in tumorigenesis"

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______ published: 21 November2012

doi: 10.3389/fonc.2012.00171

The interplay between autophagy and ROS in tumorigenesis

Sameera Kongara1,2 and Vassiliki Karantza1,2,3 *

1 Robert Wood Johnson Medical School, University of Medicine and Dentistry of New Jersey, Plscataway, NJ, USA

2 The Cancer Institute of New Jersey, New Brunswick, NJ, USA

3 Division of Medical Oncology, Department of Internal Medicine, Robert Wood Johnson Medical School, University of Medicine and Dentistry of New Jersey, Piscataway, NJ, USA

Edited by:

CarolaA. Neumann, Medical University of South Carolina, USA

Reviewed by:

Daniel C. Hoessli, International Center for Chemical and Biological Sciences, Switzerland

Catherine Brenner, Institut National de la Santé et de la Recherche Médicale -University of Paris Sud, France


Vassiliki Karantza, The Cancer Institute of New Jersey, 195 Little Albany Street, Room 3550, New Brunswick, NJ 08903, USA. e-mail:

Reactive oxygen species (ROS) at physiological levels are important cell signaling molecules. However, aberrantly high ROS are intimately associated with disease and commonly observed in cancer. Mitochondria are primary sources of intracellular ROS, and their maintenance is essential to cellular health. Autophagy, an evolutionary conserved process whereby cytoplasmic components are delivered to lysosomes for degradation, is responsible for mitochondrial turnover and removal of damaged mitochondria. Impaired autophagy is implicated in many pathological conditions, including neurological disorders, inflammatory bowel disease, diabetes, aging, and cancer. The first reports connecting autophagy to cancer showed that allelic loss of the essential autophagy gene BECLIN1 (BECN1) is prevalent in human breast, ovarian, and prostate cancers and that Becn1+/- mice develop mammary gland hyperplasias, lymphomas, lung and liver tumors. Subsequent studies demonstrated that Atg5-/- and Atg7-/- livers give rise to adenomas, Atg4C~/- mice are susceptible to chemical carcinogenesis, and Bif1-mice are prone to spontaneous tumors, indicating that autophagy defects promote tumorigenesis. Due to defective mitophagy, autophagy-deficient cells accumulate damaged mitochondria and deregulated ROS levels, which likely contribute to their tumor-initiating capacity. However, the role of autophagy in tumorigenesis is complex, as more recent work also revealed tumor dependence on autophagy: autophagy-competent mutant-Ras-expressing cells form tumors more efficiently than their autophagy-deficient counterparts; similarly, FIP200 deficiency suppresses PyMT-driven mammary tumorigenesis. These latter findings are attributed to the fact that tumors driven by powerful oncogenes have high metabolic demands catered to by autophagy. In this review, we discuss the relationship between ROS and autophagy and summarize our current knowledge on their functional interactions in tumorigenesis.

Keywords: autophagy, ROS, oxidative stress, cancer, p62, inflammation


Reactive oxygen species (ROS) are a family of molecules that include highly reactive free oxygen radicals, such as the superoxide anion (O2-) and the hydroxyl radical (OH ), and stable non-radical oxidants, such as hydrogen peroxide (H2O2). ROS are produced in cells through metabolism of oxygen and, when at high levels, can function as destructive molecules, actively participating in microbial elimination within phagocytes and also contributing to genomic instability, thereby resulting in cell death and/or tumorigenesis. In more recent years, however, ROS at

lower physiological levels have been recognized as intracellular signal transduction molecules that regulate kinase-driven pathways, in turn mediating cellular responses to external stimuli or challenges, such as growth factors, nutrient deprivation, or hypoxia (Gough and Cotter, 2011). Mitochondria are a major source of intracellular ROS, as leaky electrons from oxidative phosphorylation [1-5% of electrons escape from complexes I and III along the electron transport chain (ETC)] and enzymatic complexes, such as a-glycerophosphate dehydrogenase and a-ketoglutarate dehydrogenase, generate short-lived superoxide anions in the

Abbreviations: AMBRA, activating molecule in beclin 1-regulated autophagy; AMP, adenosine monophosphate; AMPK, AMP activated protein kinase; ARE, antioxidant response element; ASC, apoptosis-associated speck-like protein containing a CARD; Atg 3, autophagy-related 3; Atg4C, autophagy-related 4C; Atg5, autophagy-related 5; Atg7, autophagy-related 7; Atg8/LC3, autophagy-related 8/microtubule-associated protein light chain 3; Atg10, autophagy-related 10; Atg12, autophagy-related 12; mAtg13, mammalian autophagy-related 13; Atg16L, autophagy-related 16-like; ATM, ataxia-telangiectasia mutated; ATP, adenosine triphosphate; Bcl-2, B cell CLL/lymphoma 2; Beclin1, coiled-coil myosin-like BCL2-interacting protein; BHA, butylated hydroxyanisole; Bif1, Bax interacting factor 1; BNIP3, BCL2/adenovirus E1B 19 kDa interacting protein 3; BNIP3L/Nix, BCL2/adenovirus E1B interacting protein 3-like/NIP3-like protein X; CCCP, carbonyl cyanide

m-chlorophenylhydrazone; Deptor, DEP domain containing MTOR-interacting protein; E1, ubiquitin-activating enzyme; E2, ubiquitin-conjugating enzyme; EGF, epidermal growth factor; ER, endoplasmic reticulum; ERK1/2, extracellular regulated kinase 1/2; Ero1, endoplasmic reticulum oxidoreductin-1; ETC, electron transport chain; FGFR-1, fibroblast growth factor receptor-1; FIP200, FAK family kinase-interacting protein of 200 kDa; FOXO1/O3, forkhead box protein O1/O3; GAP, GTPase activating protein; HIF-1a, hypoxia-inducible factor-1 alpha; HMGB1, high mobility group box 1; H2O2, hydrogen peroxide; iBMKs, immortalized baby mouse kidney cells; IL-1^, interleukin 1 beta; IL-18, interleukin 18; IL-1R, inter-leukin 1 receptor; iMMECs, immortalized mouse mammary epithelial cells; JNK, c-Jun N-terminal kinase 1; Keap1, Kelch-like ECH-associated protein 1; LKB1, liver kinase B1; MAPK, mitogen-activated protein kinase; MEFs, mouse embryonic

presence of oxygen, which are rapidly converted into relatively stable and membrane diffusible hydrogen peroxide by superoxide dismutase (Mn-SOD), a resident protein of the mitochondrial matrix (Karihtala and Soini, 2007; Miao and St Clair, 2009; Marchi et al., 2012). Other important intracellular sources of ROS include enzymes, such as the nicotinamide adenine dinucleotide phosphate (NADPH) oxidases, xanthine oxidase (XO),the ER luminal thiol oxidase Ero1, and myeloperoxidase (Arnhold and Flemmig, 2010; Tavender and Bulleid, 2010; Dikalov, 2011; Fransen et al., 2012), as well as other organelles, such as peroxisomes (Fransen et al., 2012). Reactive nitrogen species (RNS), such as nitric oxide (NO) and peroxynitrite (ONOO), also act as signaling agents regulating numerous physiological and pathological conditions (Fukuto etal., 2012; Lee etal., 2012); however, in this review we will only focus on ROS.

At physiological levels, ROS function as signaling molecules through oxidation of redox-sensitive cysteine residues and resultant inhibition of phosphatases that negatively regulate signaling cascades (Meng etal., 2002), whereas excessive ROS create an imbalance between the oxidant and antioxidant responses in cells, thus resulting in oxidative stress, which has been etiologically implicated in the pathogenesis of several malignancies, including breast, lung, liver, and prostate cancers (Moller etal., 2008; Nowsheen etal., 2009; Khandrika etal., 2009; Severi etal., 2010; Adcock etal., 2011; Sakaguchi etal., 2011; Vera-Ramirez etal., 2011; Thapa and Ghosh, 2012). Abnormally high ROS levels result in oxidation of nuclear and mitochondrial DNA, proteins and lipids, thus impairing their structure and function and causing aberrant expression and regulation of tumor-promoting proteins and/or pathways (Valko etal., 2006). Indeed, high levels of malondialdehyde, a marker of lipid peroxidation, are observed in plasma samples from patients with breast cancer as compared to normal controls (Huang etal., 1999; Gonenc etal., 2001; Kumaraguruparan etal., 2002; Polat etal., 2002; Yeh etal., 2005; Sener etal., 2007). Conversely, overexpression of the antioxidant enzymes copper/zinc superoxide dismutase

fibroblasts; MFN1/2, mitofuscin 1/2; mLST8, MTOR-associated protein, LST8 homolog; MMTV, mouse mammary tumor virus; Mn-SOD, manganese superoxide dismutase; mTORC1, mammalian target of rapamycin 1; NAC, N-acetyl cysteine; NADPH oxidase, nicotinamide adenine dinucleotide phosphate-oxidase; NF-kB, nuclear factor kappa B; NLR, Nod-like receptor; NLRP3, NLR family, pyrin domain containing 3; NO, nitric oxide; Nrf2, nuclear factor erythroid 2-related factor 2; O2-, superoxide anion; OH* ,hydroxyl radical; ONOO, peroxynitrite; p62/SQSTM1, sequestosome 1; p150, phosphatidylinositol 3-kinase-associated p150; PAO, pheny-larsine oxide; Parkin, Parkinson protein, E3 ubiquitin protein ligase; PDGF, platelet-derived growth factor; PDK1, phosphoinositide-dependent kinase 1; PE, phosphatidyl ethanolamine; PERK, PRKR-like endoplasmic reticulum kinase; PH, Pleckstrin homology; PI3K/Vps34, phosphatidylinositol 3-kinase/vacuolar protein sorting 34; PINK1, PTEN-induced putative kinase 1; PIP2, phosphatidylinositol-4,5-phosphate; PIP3, phosphatidylinositol-3,4,5-phosphate; PKB/Akt, protein kinase B-alpha; PRAS40, proline-rich AKT substrate, 40 kDa; Prdx1/2, peroxire-doxin 1/2; PTEN, phosphatase and tensin homolog; PyMT, polyoma middle T; Rag, Ras-related GTP-binding protein; RAGE, receptor for advanced glycation end products; Raptor, regulatory associated protein of MTOR, complex 1; Rheb, Ras homolog enriched in brain; RNS, reactive nitrogen species; ROS, reactive oxygen species; RUBICON,RUN domainBeclin 1-interactingcysteine-rich-containingpro-tein; Sesns, sestrins; SOD1, copper/zinc superoxide dismutase; SOD2, manganese superoxide dismutase; TLRs, Toll-like receptors; TSC 1/2, tuberous sclerosis 1/2; UBA, ubiquitin-associated; ULK1/2, Unc-51-like kinase 1/2; UVRAG, ultraviolet irradiation resistant-associated gene; XO, xanthine oxidase.

(SOD1) and manganese superoxide dismutase (SOD2) in human breast cancer cell lines suppresses xenograft tumor growth (Wey-dert etal., 2006), and transgenic overexpression of catalase in PyMT mice diminishes tumor invasiveness and metastasis (Goh etal., 2011).

Autophagy, derived from the Greek words for self (auto) and eating (phagy), is an evolutionarily conserved catabolic process that targets proteins, cytoplasm and organelles to lysosomes for degradation, followed by recycling of free amino acids and ATP into the cytoplasm for biomolecule synthesis within the same cell (He and Klionsky, 2009; Yang and Klionsky, 2010). Three modes of autophagy exist, namely macroautophagy, microautophagy, and chaperone-mediated autophagy. Microautophagy and chaperone-mediated autophagy are characterized by the direct delivery of cargo into lysosomes, while macroautophagy (hereafter referred to as autophagy) is marked by the formation of double membrane vesicles, which capture cytoplasmic material for delivery to lysosomes. While autophagy occurs at a basal level in most tissue types and promotes cellular homeostasis by recycling proteins and organelles, it is up-regulated in response to cellular insults, such as glucose and amino acid deprivation, hypoxia, oxidative stress, and chemotherapeutic drugs. Impaired autophagy has been implicated in the pathogenesis of diverse diseases, including cancer, diabetes, Crohn's disease, and neurodegenerative conditions, like Alzheimer's, Parkinson's, and Huntington's disease (Sridhar et al., 2012; Quan etal., 2012).

The role of autophagy in tumorigenesis is complex. Allelic loss of the essential autophagy regulator BECLIN1 (BECN1) is observed in over 50% of human breast, ovarian, and prostate cancers (Aita etal., 1999), and Becn1+/- mice are susceptible to hepatocellular carcinomas, lung adenocarcinomas, lymphomas, and mammary gland hyperplasias (Qu et al., 2003; Yue et al., 2003). Furthermore, autophagy-compromised, apoptosis-defective immortalized mouse mammary epithelial cells (iMMECs) and baby mouse kidney (iBMK) cells generate allograft tumors in nude mice more efficiently than their wild-type counterparts (Karantza-Wadsworth et al., 2007; Mathew et al., 2007). Mice lacking Bifl, a positive regulator of autophagy, are prone to spontaneous lymphomas, sarcomas, duodenal adenocarcinomas, small cell lung carcinomas, esophageal squamous cell carcinomas, and hepato-cellular carcinomas (Takahashi etal., 2007), whereas Atg4C-/-mice are susceptible to chemical-induced fibrosarcomas (Marino et al., 2007), and Atg5 or Atg7 deletion in the liver results in hepatocellular adenomas (Takamura etal., 2011; Inami etal., 2011). Paradoxically though, autophagy is required for the robust progression of tumors (Guo etal., 2011; Lock etal., 2011; Kim etal., 2011; Yang etal., 2011) and also supports PyMT-driven mammary tumorigenesis, as loss of FIP200, a positive regulator of autophagy, inhibits primary tumor formation and metastasis (Wei etal., 2011). This conundrum can be, at least partially, attributed to the important roles of autophagy in both maintenance of cellular homeostasis under regular growth conditions and protection of cell viability under stress. As a housekeeping pathway, autophagy degrades damaged or aggregated proteins and organelles, which are known sources of ROS, thereby preventing tumor initiation via suppression of oxidative and genotoxic stress (Karantza-Wadsworth etal., 2007; Mathew etal., 2007). On the other hand,

oncogene activation increases the metabolic demands of transformed cells and intact autophagy supports tumor cell survival by providing substrates for mitochondrial metabolism (Guo et al., 2011). How the functional status of autophagy impacts tumorige-nesis is still under investigation, and tissue- and context-specific roles are likely to be revealed.

This review will focus on the interplay between ROS and autophagy and their functional interactions in the context of cancer.


Early work led to the identification of several Atg (Autophagy-related) genes, which are indispensable for the functional execution of the autophagic cascade in yeast. Most yeast Atg proteins have mammalian homologs participating in a similarly ordered process. Initiation of autophagy is characterized by the formation of nascent double membrane structures called phagophores, which elongate and enclose cytoplasmic material in vesicles or autophagosomes. Mature autophagosomes subsequently fuse with lysosomes to form autolysosomes, thereby leading to the degradation of cargo and the release of amino acids and ATP into the cytoplasm (He and Klionsky, 2009; Yang and Klionsky, 2010).

In mammalian cells, under nutrient-rich conditions, the nutrient sensor and serine/threonine kinase mammalian target of rapamycin complex 1 (mTORCl) phosphorylates ULK1/2, and mAtg13, preventing the assembly of a multi-protein complex, which is required for autophagosome formation. Under starvation, mTORC1 is inactivated, ULK1/2 undergo autophos-phorylation, and then phosphorylate mAtg13 and FIP200 to form an ULK1/2-mAtg13-FIP200 complex that is stabilized by Atg10 (Hara etal., 2008; Ganley etal., 2009; Hosokawa etal., 2009; Jung etal., 2009; Mercer etal., 2009). The nucleation and formation of the phagophore also requires the Class III PI3K/Vps34 complex, which consists of PI3K/Vps34, the serine/threonine kinase p150 and Beclin1; this complex is positively regulated by Atg14L, the ultraviolet irradiation resistant-associated gene (UVRAG), the Bax-interacting factor 1 (Bif-1), and the activating molecule in Beclin 1-regulated autophagy (AMBRA), and negatively regulated by the RUN domain Beclin 1-interacting cysteine-rich-containing protein (RUBICON; Kihara etal., 2001; Liang etal., 2006; Fimia etal., 2007; Takahashi etal., 2007; Sun etal., 2008; reviewed in Yang and Klionsky, 2010). The ULK and the Class III PI3K complexes recruit two ubiquitin-like conjugation systems for expansion of the autophagosome membrane. Following activation by Atg7 (E1-like enzyme), Atg12 is transferred to Atg10 (E2-like enzyme) and becomes covalently bound to Atg5 via a lysine residue. Atg16L combines with Atg5-Atg12 to form the Atg5-Atg12-Atg16L complex that self-oligomerizes and binds to the phagophore (Mizushima et al., 1998, 2001, 2003; Tanida et al., 2001; reviewed in He and Klionsky, 2009). Similarly, following cleavage at its C-terminus by the cysteine protease Atg4 and activation by Atg7 (E1-like enzyme), Atg8 (or LC3) is transferred to Atg3 (E2-like enzyme), conjugated to phosphatidylethanolamine (PE) and incorporated into the autophagosome membrane, in a process facilitated by - but not exclusively dependent on -the Atg5-Atg12 complex (Kabeya etal., 2000; Tanida etal., 2002;

Nishida etal., 2009; reviewed in He and Klionsky, 2009). Atg4 can also delipidate LC3-PE to release LC3 from autophagosomes and, thus, increase the free LC3 pool (Kabeya et al., 2004; Tanida et al., 2004). The protein p62/SQSTM1, which accumulates under conditions of oxidative stress, binds to ubiquitinated proteins via its ubiquitin-associated (UBA) domain, sequesters them by self-oligomerization, and delivers them to autophagosomes via its LC3 binding domain (Bjorkoy et al., 2005; Komatsu et al., 2007; Pankiv etal., 2007). Finally, the autophagosomal cargo, including p62, is degraded in lysosomes (Bjorkoy et al., 2005; Komatsu etal., 2007; Pankiv etal., 2007).


Amino acid deprivation induces the formation of H2O2 in mitochondria in a Class III PI3K-dependent manner, and this ROS is essential for the induction of autophagy in response to starvation (Scherz-Shouval etal., 2007). Specifically, the Cys81 residue near the catalytic site of Atg4 is a direct oxidation target by H2O2; its oxidized form inactivates the protease activity of Atg4 and prevents the delipidation of LC3 without affecting the C-terminal processing of LC3 by Atg4, thus leading to increased autophagosome formation. In a reducing environment, the Atg4 protease remains active and delipidates LC3, thereby suppressing autophagosome membrane formation and resulting in autophagy inhibition.

Indirect induction of autophagy

The energy-dependent activity of mTOR is regulated by the heterotrimeric enzyme AMPK, which is in turn activated by phos-phorylation in response to high intracellular AMP/ATP ratios. Under nutrient-depleted conditions, active AMPK phosphory-lates TSC2, as well as the mTORC1 subunit Raptor, effectively preventing the activation of mTORC1 and, therefore, inducing autophagy (Inoki etal., 2003; Gwinn etal., 2008). More recent studies demonstrate a direct role for AMPK in the induction of autophagy. Under glucose deprivation, AMPK directly activates ULK1 by phosphorylation at Ser317 and Ser777 and results in the induction of autophagy (Kim et al., 2011). In another study, phos-phorylated ULK1 (at Ser555) is detected in wild-type hepatocytes, but not in hepatocytes from AMPK-/- mice treated with metformin, an activator of AMPK (Egan etal., 2011). Reconstitution of ULK1 in ULK1-/- MEFs, but not a mutated ULK1 construct lacking the AMPK phosphorylation site, rescues the viability of cells under starvation by the induction of mitochondrial-specific autophagy (Egan etal., 2011). AMPK is a major mediator of indirect activation of autophagy by ROS, as it is sensitive to oxidative stress induced by H2O2 and gets phosphorylated at Thr172 of its a1 catalytic subunit (Choi etal., 2001). AMPK also induces autophagy in Atg5- and LKB1-, but not AMP/ATP ratio-, dependent manners in response to hypoxia-associated mitochondrial ROS production (Papandreou etal., 2008; Emerling et al., 2009).

Reactive oxygen species-associated autophagy induction is also mediated by ataxia-telangiectasia mutated (ATM), a kinase that is

critical for orchestrating cellular responses to DNA damage and, in parallel to its nuclear functions, increases TSC2 activity in the cytoplasm via the LKB1/AMPK metabolic pathway, thus resulting in mTORCl inactivation (Alexander etal., 2010). Similarly, ROS-induced and p53-activated sestrins (Sesns) have been shown to suppress oxidative stress by promoting autophagy via the AMPK-mTOR axis in Drosophila (Lee etal., 2010; Budanov, 2011)

High mobility group box 1 (HMGB1) is a nuclear protein that is released extracellularly in response to cytokines, trauma, and cell death, and can mediate inflammation by binding to receptors, such as the receptor for advanced glycation end products (RAGE) and Toll-like receptors (TLRs; Lotze and Tracey, 2005; Sims etal., 2010). Recent studies demonstrated that loss of HMGB1 attenuates autophagy (Tang etal., 2010a,b). Furthermore, HMGB1 translocates from the nucleus to the cytoplasm in response to autophagy-inducing stimuli in a ROS-dependent manner, since treatment with the antioxidant N-acetyl cysteine (NAC) dampens, while loss of the antioxidant enzymes SOD1 and SOD2 promotes, autophagy induction and HMGB1 cytoplasmic translocation (Tang etal., 2010b). HMGB1, in turn, promotes autophagy by disrupting the Beclin1-Bcl-2 interaction and enhancing ERK1/2 activity (Tang etal., 2010b). The redox sensitivity of HMGB1 is critical for autophagy induction, as oxidation of cysteine residues at positions 23 and 45 is essential for the ability of HMGB1 to disrupt the Beclin1-Bcl-2 interaction, while Cysteine 106 is important for the cytoplasmic localization of HMGB1 (Tang etal., 2010b). Similarly, the HMGB1 receptor RAGE positively regulates autophagy and promotes survival of pancreatic cancer cells upon treatment with hydrogen peroxide (Kang etal., 2011a,b).

Hypoxia triggers an acute induction of ROS over a short period of time, while prolonged hypoxia results in decreased intracellular ROS levels as compared to normoxia (Semenza, 2011). Mitochon-drial ROS generated in response to hypoxia prevent degradation of the hypoxia-inducible factor-1 alpha (HIF-1a; Chandel etal., 2000; Guzy etal., 2005). Hypoxia-induced stabilization of HIF-1a leads to transcription of several target genes, including BNIP3 and BNIP3L, which induce autophagy in response to low oxygen conditions (Bruick, 2000; Sowter etal., 2001; Zhang etal., 2008; Bellot etal., 2009). In addition to hypoxia, BNIP3 mediates autophagy induction in response to H2O2 and during myocar-dial ischemia/reperfusion injury (Hamacher-Brady etal., 2007; Byun etal., 2009). H2O2-responsive BNIP3-mediated induction of autophagy occurs via dephosphorylation of mTOR at the S2481 residue, resulting in its inactivation (Byun etal., 2009), while hypoxia-driven autophagy induction relies on the ability of BNIP3 to bind to and interfere with the activity of the GTPase Rheb, a positive regulator of mTORC1, thereby preventing TORC1 activation (Li etal., 2007). Additionally, mutating a redox-sensitive cysteine residue at position 64 diminishes the ability of BNIP3 to undergo homodimerization in response to oxidative stress, such as that caused by ischemia and reperfusion (Kubli etal., 2008), and this homodimerization is critical for the interaction of BNIP3 with LC3 and the induction of autophagy (Hannaetal., 2012).

Other mediators of autophagy induction in response to ROS and oxidative stress include the forkhead transcriptional regulator

FOXO1 and FOXO3 (Sengupta etal., 2011), the p38 mitogen-activated protein kinase (MAPK; Cheng etal., 2009; McClung etal., 2010), the extracellular regulated kinase (ERK) and the c-Jun N-terminal kinase (JNK; Wu etal., 2009; Wong etal., 2010), and the endoplasmic reticulum kinase PERK (Avivar-Valderas etal., 2011).


Direct effect on Atg proteins

Another point of direct autophagy regulation by ROS maybe at the two ubiquitin-like conjugation systems described earlier. While direct evidence is lacking in this regard, it has been speculated that the sulfhydryl group-containing ubiquitin-like enzymes Atg3, Atg7, and Atg10 are redox-sensitive in a manner similar to the E1 and E2 enzymes of the ubiquitin system, which possess catalytic cysteines and can undergo reversible oxidation and inactivation in the presence of ROS (Filomeni et al., 2010).

Indirect effect on other positive autophagy regulators

Reactive oxygen species can also modulate autophagy indirectly by affecting the activity of the master autophagy regulator mTORC1 rather than the Atg proteins themselves. mTORC1, a multiprotein complex consisting of the conserved serine/threonine kinase mTOR, Raptor, mLST8, PRAS40, and Deptor, is sensitive to the availability of amino acids, growth factors, hormones, and energy, and subsequently regulates translation, cell growth, and autophagy (Zoncu etal., 2011). The GTPases Rheb and Rag regulate the activity and the spatial localization of mTORC1, respectively, in response to amino acid and growth factor availability. Rheb is in turn regulated by the GTP activating proteins (GAP) TSC1/TSC2: upon amino acid and growth factor stimulation, PKB/Akt inactivates TSC2 by phosphoryla-tion, resulting in Rheb and mTORC1 activation and concomitant suppression of autophagy (Zoncu etal., 2011). An earlier study indicated that mTORC1 activity increases in the presence of oxidizing agents, such as diamide or the cysteine oxidant pheny-larsine oxide (PAO; Sarbassov and Sabatini, 2005), and more recent work demonstrated that PAO activates mTORC1 via Rheb (Yoshida etal., 2011). Interestingly, Tscland Tsc2-/- MEFs exhibit constitutively high, rapamycin-sensitive mTOR activity regardless of redox modulation by an oxidant (PAO) or a reducing (British anti-Lewisite) agent, thus indicating that TSC1/2 maybe redox-sensitive proteins and potentially regulated by ROS (Yoshidaetal., 2011).

mTOR activation due to growth factor stimulation is mediated by a number of signaling pathways, including the PI3K-Akt axis. For instance, binding of insulin to its receptor recruits PI3K to the cell membrane, where it phosphorylates phosphatidylinositol-4,5-phosphate (PIP2) to generate phosphatidylinositol-3,4,5-phosphate (PIP3) in a reaction that is reversibly catalyzed by the phosphatase-and-PI3K antagonist PTEN (Hernandez-Aya and Gonzalez-Angulo, 2011; Zoncu etal., 2011). Formation of PIP3 leads to recruitment and activation of PH-domain proteins, such as PDK1 and PKB/Akt, leading to further downstream signaling and mTORC1 activation. Activation of the PI3K axis in response to growth factors, such as EGF, insulin, and PDGF, is facilitated by

concomitant production of H2 O2, which inactivates PTEN by oxidizing a cysteine residue (Cys124) at its catalytic site and reversibly cross-linking it to Cys71 via a disulfide bond (Lee et al., 2002; Kwon etal., 2004). Although not formally demonstrated, ROS-induced inactivation of PTEN can result in increased mTORC1 activity via the PI3K-Akt pathway, thus leading to suppression of autophagy. An antioxidant buffer ameliorating growth factor-associated ROS production, and thus preserving autophagy in the context of PI3K axis activation, is provided by peroxiredoxins, particularly perox-iredoxin I (Prdx1) and peroxiredoxin II (Prdx2), which modulate PTEN oxidation (Kwon etal., 2004; Cao etal., 2009). Interestingly, MMTV-v-H-Ras;Prdx1-! - mice develop mammary tumors at a higher frequency compared to MMTV-v- H-Ras;Prdx1+ mice, possibly in association with increased PTEN oxidation and resultant PI3K/Akt/mTOR axis activation, as mammary epithelial cells isolated from MMTV-v-H-Ras; Prdx1-/- mice demonstrate higher levels of oxidized PTEN compared to their wild-type counterparts (Cao etal., 2009). These studies indicate that ROS may negatively regulate autophagy by mTORC1 induction via oxidation and inactivation of PTEN and TSC1/2, and suggest that other mechanism(s) protective against mTORC1 activation must be simultaneously active, so that autophagy is allowed to proceed as a prosurvival cell function under oxidative stress.


While the discussion has thus far focused on the impact of ROS on the functional status of autophagy in response to various cellular stressors, the autophagic pathway in turn modulates the cellular levels of ROS. Autophagy is essential for the turnover of normal mitochondria, as well as the removal of damaged mitochondria, which are primary sources of intracellular ROS. This specific form of autophagy is called mitophagy (Lemas-ters, 2005; Youle and Narendra, 2011). Autophagy-deficient cells have significantly higher ROS levels compared to their wild-type counterparts (Mathew etal., 2009; Kongara etal., 2010). The ROS scavenger NAC improves autophagy-deficient cell survival under metabolic stress in association with attenuation of p62 accumulation, indicating that excessive ROS results in p62 up-regulation and impairment of cell survival (Mathew etal., 2009; Kongara et al., 2010). Mammary tumors from FIP200/f ;MMTV-Cre;MMTV-PyMT mice are characterized by the presence of abnormal mitochondria, as well as accumulation of both healthy and dysfunctional mitochondria compared to the wild-type controls (Wei etal., 2011), and conditional deletion of FIP200 in hematopoietic stem cells and neural cells results in mitochondria accumulation and increased ROS levels (Liang etal., 2010; Liu etal., 2010). Morphologically abnormal mitochondria are also observed in Atg7-/- livers (Komatsu etal., 2005; Inami etal., 2011) and pancreatic p cells (Ebato etal., 2008; Jung etal., 2008), Atg5-/- cardiac tissue (Nakai etal., 2007), and Paneth cells with a hypomorphic allele of Atg16L1 (Cadwell etal., 2008). Furthermore, increased ROS levels are associated with increased mitochondrial content in Atg5-!- MEFs (Tal etal., 2009) and Atg7-/- T cells (Pua etal., 2009). Taken together, all these studies indicate that mitophagy plays an essential role in recycling of functional and removal of damaged

mitochondria and clearly demonstrate that defective autophagy-associated blocks in mitophagy lead to increased intracellular levels of ROS, which in turn may be etiologically linked to tumorigenesis.

Mitophagy has been extensively examined in normal development, such as erythrocyte maturation, which involves developmental elimination of mitochondria from red blood cells, as well as in the context of mitochondrial depolarization induced by chemicals, such as CCCP (carbonyl cyanide m-chlorophenylhydrazone). Mitochondrial elimination during ery-throcyte maturation depends upon the outer mitochondrial membrane protein NIP3-like protein X (Nix, also known as BNIP3L), since Nix-/- reticulocytes retain their mitochondria (Schweers etal., 2007; Sandoval etal., 2008). Similarly, ULK1-/-and Atg7-/- reticulocytes exhibit delayed mitochondrial clearance (Kundu etal., 2008; Zhang etal., 2009). Atg7->- reticulocytes also accumulate damaged mitochondria, accompanied by increased ROS (Mortensen etal., 2010). Although Nix has been shown to directly interact with LC3 via its WXXL motif (Novak etal., 2010), its precise role in mitochondrial clearance remains unclear.

While Nix is involved in removal of functional mitochondria during normal red blood cell development, the serine/threonine kinase PTEN-induced kinasel (PINK1) and the E3 ubiquitin ligase Parkin are essential for the elimination of damaged or dysfunctional mitochondria. PINK1 is constitutively synthesized and proteolytically degraded in normal mitochondria. Loss of membrane potential and depolarization of damaged mitochondria results in stabilization and accumulation of PINK1, which in turn recruits cytoplasmic Parkin to abnormal mitochondria and triggers mitophagy (Matsuda etal., 2010; Narendra etal., 2008, 2010a; Vives-Bauza etal., 2010). Parkin ubiquitinates mitochondrial proteins involved in mitochondrial fusion, such as mitofuscin 1 and 2 (MFN1 and 2), and results in their degradation (Gegg etal., 2010; Poole etal., 2010; Rakovic etal., 2011). The precise function of this degradation remains unknown, as are the details of how Parkin stimulates mitophagy. p62/SQSTM1 is recruited to damaged mitochondria by Parkin, but there are conflicting reports regarding its requirement for mitophagy. Reduced mito-chondrial clearance is observed in HeLa cells with a transient p62 knockdown upon treatment with the mitochondrial uncoupler CCCP (Geisler etal., 2010). On the other hand, p62-MEFs do not have a defect in mitochondrial clearance upon CCCP treatment, despite the finding that p62 causes perinuclear, and thus autophagosome-like, mitochondrial clustering (Okatsu et al., 2010; Narendra et al., 2010b).




As mentioned above, Becnl+/- iMMECs (Kongara etal., 2010) and iBMK cells (Mathew etal., 2009) exhibit elevated intra-cellular ROS levels compared to their wild-type counterparts and, although not directly demonstrated, oxidative stress due to excess ROS is likely contributing to the DNA damage and genomic instability observed in autophagy-defective iMMECs and iBMK cells in vitro and in their resultant allograft tumors in

nude mice in vivo (Karantza-Wadsworth etal., 2007; Mathew etal., 2007; Mathew etal., 2009), thus providing a plausible link between autophagy defects, ROS accumulation, and enhanced tumorigenic potential, especially in the background of impaired apoptosis and cell cycle check-point defects (Karantza-Wadsworth etal., 2007).


Loss of Atg5 and Atg7 in mouse livers results in accumulation of abnormal mitochondria, formation of inclusion bodies, liver injury, and development of benign hepatocellular adenomas (Komatsu etal., 2007; Inami etal., 2011; Takamura etal., 2011). p62 is a component of these inclusion bodies, which are cytoplasmic aggregates of ubiquitinated proteins commonly associated with pathological conditions, such as Alzheimer's (Kuusisto etal., 2002), Huntington's (Nagaoka etal., 2004), and Parkinson's (Kuusisto etal., 2001) diseases, as well as alcoholic and non-alcoholic steatohepatitis (Zatloukal etal., 2002) and hepatocellular carcinoma (Zatloukal etal., 2002). Combined loss of p62 and autophagy in Atg7-/p62-/- livers abrogates inclusion body formation, alleviates hepatic injury and retards tumor progression compared to Atg7-/- deficiency alone (Komatsu etal., 2007; Takamura etal., 2011). On the contrary, p62 overexpression increases ROS and accelerates tumorige-nesis in an autophagy-defective background, but not in an autophagy-competent one (Mathew etal., 2009), suggesting that the tumor-forming abilities of autophagy-deficient cells may be dependent on persistent and abnormal p62 accumulation, which is the result of combined p62 induction in response to defective autophagy-associated oxidative stress and impaired p62 elimination, again due to deficient autophagy. As explained below, p62 in turn activates prosurvival antioxidant cell responses, including the nuclear factor erythroid 2-related factor 2 (Nrf2) pathway, but in aggregate form also leads to further ROS production, thereby maintaining a potentially tumorigenic vicious cycle.

p62/SQSTM1 activates the Nrf2 pathway in a non-canonical manner and likely modulates ROS levels as a consequence. Nrf2 is a transcription factor, which under normal growth conditions is constitutively targeted for degradation by the Kelch-like ECH-associated protein 1 (Keap1) complex (Taguchi et al., 2011). Upon induction of oxidative stress, Keap1 undergoes conformational changes leading to the release, stabilization, and translocation of Nrf2 into the nucleus, where it activates the transcription of genes under control of the antioxidant responsive element (ARE), which in turn function to restore physiological ROS levels (Taguchi et al., 2011). p62 competes with Nrf2 for binding sites on Keap1, resulting in Nrf2 stabilization and enabling its nuclear translocation and activation of target genes, including p62, thus resulting in a positive feedback loop (Jain et al., 2010; Komatsu et al., 2010; Lau et al., 2010). Indeed, under autophagy-deficient conditions, Keap1 is a component of inclusion bodies together with p62 and is, similar to p62, also degraded via autophagy (Jain etal., 2010; Komatsu et al., 2010). As expected, liver-specific Atg7 loss activates the Nrf2 pathway, while simultaneous p62 loss abrogates this activation (Komatsu etal., 2007; Inami etal., 2011). Importantly, similar to concurrent p62 and Atg7 loss, combined Nrf2 and Atg7 deficiency

alleviates the cellular injury observed in Atg7-livers, whereas combined loss of Keap1 and Atg7 exacerbates hepatocyte damage (Komatsu etal., 2010). Taken together, these results indicate that liver injury due to autophagy defects is driven by p62 accumulation and its resultant activation of the Nrf2 pathway. In support of this hypothesis, p62 deletion in the human hepatocellular carcinoma cell line Jhh-5 diminishes its colony-forming ability in soft agar in conjunction with failure to activate Nrf2 (Inami etal., 2011). Whether Nrf2 activity is required for the formation of tumors in the context of autophagy deficiency and p62 accumulation in vivo remains to be investigated.

In addition to up-regulating the Nrf2 antioxidant response, p62 modulates ROS levels by also activating the nuclear factor kappa B (NF-kB), which is known to be induced by and also regulate ROS (Duran etal., 2008; Morgan and Liu, 2011). The absence of p62 delays tumor formation and reduces tumor burden in a tetracycline-inducible K-Ras model of lung tumorigenesis, and this effect is attributed to loss of NF-kB activity in the p62 background (Duranet al.,2008). Similarly,H-RasV12-transformed p62 MEFs, when compared to their wild-type counterparts, exhibit higher levels of apoptosis in association with increased JNK activity, which in turn is caused by elevated ROS levels (Duran etal., 2008). Treatment of H-RasV12-transformed p62-1 - MEFs with the antioxidant butylated hydroxyanisole (BHA) restores cell viability, indicating that excessive ROS is responsible for the increase in cell death (Duran etal., 2008). Intriguingly, in an autophagy-deficient background, p62 aggregation and oligomer-ization impair its ability to activate the NF-kB pathway, thereby mimicking a functional loss of p62 with respect to this particular pathway, and may partly explain the increased ROS associated with autophagy deficiency (Mathew et al., 2009). Thus, p62 accumulation accompanying impaired autophagy fails to activate the NF-kB pathway, leading to increased ROS production, while it simultaneously activates the antioxidant Nrf2 pathway via Keap1 sequestration. The balance between increased ROS production and ROS tempering via the Nrf2 pathway may be an important player in tumor progression in the context of autophagy deficiency.


Inflammasomes are multi-protein complexes responsible for the processing of caspase-1 and the subsequent maturation and secretion of the proinflammatory cytokines interleukin IL-1p and IL-18 (Martinon etal., 2009). The nucleotide-binding oligomer-ization domain (NOD)-like receptor (NLR) family, pyrin domain-containing 3 (NLRP3) inflammasome consists of the NLR family member NLRP3, the adaptor apoptosis-associated speck-like (ASC) protein and pro-caspase-1, and is activated in response to diverse stimuli, such as bacteria, viruses, silica, asbestos, uric acid crystals, ATP, lysosomal damage, and impaired phagocytosis (Martinon etal., 2009; Gross etal., 2011). Proteolytic activity of the NLRP3 inflammasome requires two steps: (1) priming, which is characterized by the transcriptional up-regulation of NLRP3 and pro-IL-1^, and (2) activation, which involves the oligomerization of NLRP3 in response to various stimuli (Chen and Nunez, 2011; Gross etal., 2011). Interestingly, ROS are critical mediators of inflammasome activity, most likely at the

priming step (Bauernfeind etal., 2011), since antioxidants attenuate IL-1ß maturation in response to uric acid crystals (Petrilli etal., 2007; Dostert etal., 2008), asbestos (Dostert etal., 2008), and ATP (Cruz etal., 2007; Dostert etal., 2008). In agreement with the above findings, defective autophagy-induced mitochondrial ROS also lead to inflammasome activation (Nakahira et al.,

2011; Zhou et al., 2011), and macrophages isolated from Atg7-1-, Atg16L1-/-, LC3B-/~, and Becn1+/~ mice secrete elevated levels of IL-1ß and IL-18 upon stimulation (Saitoh et al., 2008; Nakahira etal., 2011), thus intimately linking autophagy impairment to inflammasome activation and its resultant inflammatory response.

FIGURE 1 | Reactive oxygen species-mediated autophagy regulation.

The ULK1/2-FIP200-mAtg13 and Beclin1-Vps34-p150 protein complexes together with the two ubiquitin-like proteins Atg12 and LC3 (or Atg8) and their conjugating proteins, including Atg7 (E1 -like enzyme), Atg10 (E2-like enzyme), and Atg3 (E2-like enzyme), are the primary regulators of autophagosome formation and, thus, autophagy induction. Atg4 cleaves Pro-LC3 at its C-terminal-end, Atg7 and Atg3 add phosphatidyl ethanolamine (PE), and LC3-PE is then incorporated into the autophagosome membrane; Atg4 can also cleave LC3-PE to release free LC3 and negatively impact autophagy.The PI3K-Akt-mTORC1 pathway suppresses autophagy by inhibiting the ULK1/2-FIP200-mAtg13 complex. PI3K is activated in response to hormones and growth factors and suppresses TSC1/2 activity,

thus resulting in Aktand mTORC1 activation; the phosphatase PTEN antagonizes PI3K, while the peroxiredoxins Prdx1 and 2 maintain PTEN function by preventing its oxidation. mTORC1 is also negatively regulated by HIF-1a via BNIP3 induction and by ATM via LKB1 and AMPK. The Beclin1-Vps34-p150 complex is positively regulated by Bif-1, UVRAG, AMBRA, and HMGB1, and negatively regulated by Bcl-2 and RUBICON. ROS stimulate autophagy by activating HIF-1 a, AMPK, ATM, HMGB1, JNK1, ERK1/2 and inhibiting the PE-cleaving activity of Atg4, without affecting its ability to process the C-terminal end of LC3. ROS inhibit PTEN and are hypothesized to negatively affectTSC1/2 activity, potentially inhibiting autophagy. Upon its induction, autophagy results in ROS suppression.

The connection between inflammasome-associated cytokine production and tumorigenesis is complex, as IL-1^ and IL-18 have both pro- and anti-tumorigenic effects. In support of a tumor-promoting role, loss of IL-1^ slows the progression of tumors in a model of chemical-induced carcinogenesis (Krelin etal., 2007), implantation of B16 melanoma cells in -null mice prevents the formation of tumors as well as lung metastases (Vidal-Vanaclocha etal., 2000; Voronov etal., 2003), Lewis lung carcinoma cells overexpressing IL-1^ exhibit accelerated rate of tumor formation accompanied by increased vascula-ture (Saijo etal., 2002), and IL-1|}-overexpressing A459 cells form lung metastasis more efficiently than control cells, in a process inhibited by an antibody to IL-1^ (Yano etal., 2003). Furthermore, implantation of mammary carcinoma 4T1 cells in IL-1 receptor-null (IL-1R-/-) mice slows tumor progression in association with immune suppression (Bunt etal., 2007), and fibroblast growth factor receptor-1 (FGFR-1)-mediated mammary tumorigenesis is dependent on the induction of IL-1^ and inhibited by administration of anti-IL-1^ antibody (Reed etal., 2009). Taken together, these studies implicate IL-1^ in promotion of tumor cell proliferation, migration, angiogene-sis, invasion, and inhibition of immune surveillance. Studies

conducted on IL-18 indicate that IL-18 increases apoptosis and decreases metastasis in experimental models of bone metastasis (Ohtsuki etal., 1997; Nakata etal., 1999; Iwasaki etal., 2002); however, IL-18 has also been reported to increase angiogene-sis (Park etal., 2001) and suppress immune surveillance (Terme etal., 2011).

While earlier studies indicated that IL-1^ and IL-18, together with other components of the inflammasome, exacerbate colitis and promote colitis-associated cancer (Siegmund etal., 2001a,b; Sivakumar etal., 2002; Ishikura etal., 2003; Loher etal., 2004; Bauer etal., 2007), more recent evidence suggests that these molecules play a protective role by impeding colitis and progression to cancer (Takagi etal., 2003; Allen etal., 2010; Dupaul-Chicoine et al., 2010; Salcedo et al., 2010; Zaki et al., 2010a,b). The reason for this discrepancy is unclear, although it can be partly attributed to differences in gut-residing microflora and in experimental design (Zaki etal., 2011). Furthermore, components of the inflammasome, and in particular IL-1^, are required for the efficient recruitment of the immune system to attack tumor cells upon chemotherapeutic treatment (Ghiringhelli etal., 2009). In conclusion, modulation of tumor growth and survival by IL-1^ and IL-18 is complex and likely context-dependent. Similarly,

FIGURE 2 | Interplay between ROS and autophagy in tumorigenesis.

Autophagy is induced by ROS and functions to mitigate oxidative stress. Defective autophagy leads to ROS accumulation and mitochondrial damage; in turn, malfunctioning mitochondria become additional sources of ROS,

thereby creating a vicious cycle. While moderately high ROS levels are mutagenic and likely mediate tumor initiation in association with autophagy defects, very high ROS levels may result in apoptosis, and, thus, inhibit both tumor initiation and progression.

how inflammasome activation due to autophagy defects impacts tumorigenesis remains unclear and has understandably become a vigorously investigated subject.


The functional interactions between autophagy and ROS are elaborate (Figure 1) and their role in tumorigenesis is complex (Figure 2), and likely tissue- and context-dependent. Excess ROS up-regulate autophagy by multiple and at times counteracting mechanisms, and in turn this catabolic cellular process restores physiological ROS levels. Defective autophagy promotes the accumulation of damaged mitochondria and results in oxidative stress, which maybe partly responsible for the tumor-forming abilities of autophagy-deficient cells by functioning as a genotoxic and muta-genic agent and by triggering secondary, non-cell autonomous effects, such as inflammation.

The finding that Atg5-/- or Atg7-/- mouse livers give rise to benign adenomas, but not malignant hepatocellular carcinomas, is likely indicative of the opposing roles that autophagy may plays at different stages of tumorigenesis. Chronic impairment of autophagy may be detrimental to cellular health due to accumulation of aggregated proteins and damaged organelles, such as aging mitochondria, thus leading to steadily rising, protumorigenic levels of ROS over time. Since autophagy is

one of the primary mechanisms by which cells moderate ROS, autophagy impairment can create a vicious cycle, where inability to temper slightly elevated ROS levels leads to further ROS production, which, if it exceeds a critical threshold, may trigger cell death, and thus, impede tumor progression. Accumulating evidence indicates that tumors driven by metabolically demanding oncogenes, such as mutant Ras and PyMT, also depend on autophagy. Indeed, oncogenic Ras-driven tumors rely on mitochondrial oxidative phosphorylation to meet their metabolic needs, and autophagy is critical for the supply of essential metabolic intermediates and the maintenance of mito-chondrial health. In parallel to increased metabolic demands, potent oncogene activation is also associated with excess ROS production and, thus, autophagy may not only support cancer metabolism, but also function as a toxic ROS scavenger to again promote tumor cell survival and enable cancer progression.

In conclusion, the functional status of autophagy is intricately connected to intracellular ROS levels in complex ways, and these elaborate interactions likely impact tumorigenesis in context-specific manners that are worthy of further investigation and may provide novel insights into how to best pharmacologically modulate autophagy for cancer prevention and treatment.


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Conflict of Interest Statement: The

authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Received: 23 August 2012; accepted: 30 October 2012; published online: 21 November 2012.

Citation: Kongara S and Karantza V (2012) The interplay between autophagy and ROS in tumorigenesis. Front. Oncol. 2:171. doi: 10.3389/fonc.2012.00171 This article was submitted to Frontiers in Molecular and Cellular Oncology, a specialty of Frontiers in Oncology. Copyright © 2012 Kongara and Karantza. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits use, distribution and reproduction in other forums, provided the original authors and source are credited and subject to any copyright notices concerning any third-party graphics etc.

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