# Metastable vacua in perturbed Seiberg–Witten theories. Part 2: Fayet–Iliopoulos terms and Kähler normal coordinatesAcademic research paper on "Physical sciences"

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## Abstract of research paper on Physical sciences, author of scientific article — Joseph Marsano, Hirosi Ooguri, Yutaka Ookouchi, Chang-Soon Park

Abstract We show that the perturbation of an N = 2 supersymmetric gauge theory by a superpotential linear in the Kähler normal coordinates of the Coulomb branch, discussed in [H. Ooguri, Y. Ookouchi, C.S. Park, Metastable vacua in perturbed Seiberg–Witten theories, arXiv: 0704.3613 [hep-th]], is equivalent to the perturbation by Fayet–Iliopoulos terms. It follows that the would-be meta-stable vacuum at the origin of the normal coordinates in fact preserves N = 1 supersymmetry unless the superpotential is truncated to a finite-degree polynomial of the adjoint scalar fields. We examine the criteria for supersymmetry breaking under a perturbation by Fayet–Iliopoulos terms and present a general classification of non-supersymmetric critical points. In some explicit examples, we are also able to study local stability of these points and demonstrate that, if the perturbation is chosen appropriately, they indeed correspond to supersymmetry-breaking vacua. Relations of these constructions to flux compactifications and geometric meta-stability are also discussed.

## Academic research paper on topic "Metastable vacua in perturbed Seiberg–Witten theories. Part 2: Fayet–Iliopoulos terms and Kähler normal coordinates"

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Nuclear Physics B 798 (2008) 17-35

www.elsevier.com/locate/nuclphysb

Metastable vacua in perturbed Seiberg-Witten theories. Part 2: Fayet-Iliopoulos terms and Kahler normal

coordinates

Joseph Marsanoa'*, Hirosi Ooguriab, Yutaka Ookouchia, Chang-Soon Parka

a California Institute of Technology 452-48, Pasadena, CA 91125, USA b Institute for the Physics and Mathematics of the Universe, University of Tokyo, Kashiwa 277-8582, Japan

Received 14 January 2008; accepted 16 January 2008

Available online 24 January 2008

Abstract

We show that the perturbation of an N = 2 supersymmetric gauge theory by a superpotential linear in the Kahler normal coordinates of the Coulomb branch, discussed in [H. Ooguri, Y. Ookouchi, C.S. Park, Metastable vacua in perturbed Seiberg-Witten theories, arXiv: 0704.3613 [hep-th]], is equivalent to the perturbation by Fayet-Iliopoulos terms. It follows that the would-be meta-stable vacuum at the origin of the normal coordinates in fact preserves N = 1 supersymmetry unless the superpotential is truncated to a finite-degree polynomial of the adjoint scalar fields. We examine the criteria for supersymmetry breaking under a perturbation by Fayet-Iliopoulos terms and present a general classification of non-supersymmetric critical points. In some explicit examples, we are also able to study local stability of these points and demonstrate that, if the perturbation is chosen appropriately, they indeed correspond to supersymmetry-breaking vacua. Relations of these constructions to flux compactifications and geometric meta-stability are also discussed. © 2008 Elsevier B.V. All rights reserved.

PACS: 11.15.Tk; 11.30.Pb; 11.30.Qc

Keywords: Spontaneous supersymmetry breaking; Seiberg-Witten theory; Fayet-Iliopolous terms

* Corresponding author.

0550-3213/$- see front matter © 2008 Elsevier B.V. All rights reserved. doi:10.1016/j.nuclphysb.2008.01.014 1. Introduction The recent discovery of metastable vacua in supersymmetric QCD [1] has led to renewed interest in the subject of supersymmetry breaking. Since then, metastable vacua have been found in a variety of supersymmetric theories, and it has become increasingly clear that they are ubiquitous in the space of supersymmetric field theories (see [2] and references therein). It has also been realized that theoretical constraints on supersymmetry breaking mechanisms can be circumvented if one accepts metastability and that it gives a greater flexibility in model building [3-10]. Furthermore, a number of these vacua have been successfully realized in string theory [5,11-22], where both the breaking of supersymmetry and the achievement of stability are described geometrically. One particularly simple way to engineer metastable vacua is to start with N = 2 supersymmetric gauge theory and deform it by a suitable superpotential [23,24].* It has long been known that one can easily create non-supersymmetric critical points of the effective potential in this manner but stabilizing them requires more care. A key observation of [23] is that if one constructs the superpotential from a linear combination of Kahler normal coordinates [27] associated to a point u0 of the Coulomb branch, then not only does u0 become a critical point but stability is guaranteed in a generic case.2 In general, however, Kahler normal coordinates are given by an infinite series expansion in deviations away from u0 [28] and they are not globally defined in the moduli space. In [23], it was shown that one can truncate the series expansion to define a superpotential expressed as a finite-degree polynomial of the adjoint scalar fields in the N = 2 vector multiplet, which is globally defined and can still achieve stability. Such a truncation may not seem to impact the physics to a great degree. Nevertheless, we will demonstrate in this note that if one deforms the theory by a superpotential built from exact Kahler normal coordinates then the supersymmetry-breaking vacuum at u0 becomes instead a supersymmetry-preserving one. On the other hand, if the superpotential is truncated to a finite-degree polynomial, the supersymmetry is genuinely broken at u0; the particle spectrum at u0 is still supersymmetric but interactions break supersymmetry. In this case, supersymmetry can be restored at a point where a massless dyon appears and the Coulomb branch metric becomes singular. We will show that the superpotential given as a linear combination of exact Kahler normal coordinates is identical to a specific combination of electric and magnetic Fayet-Iliopoulos (FI) terms, a1 and aDj, of the low energy Abelian gauge theory. As such, what we land on is actually a classic model of partial supersymmetry breaking [29,30]. This observation gives a fresh perspective on the supersymmetry-breaking vacua of [23] along with a natural understanding of their stability. It also demonstrates quite explicitly why the Kahler normal coordinates fail to be globally well-defined. They simply inherit the nontrivial monodromies of a' and aDj as one encircles singular points of the moduli space. The fact that the vacuum at u0 turns out to be supersymmetric does not preclude the existence of non-supersymmetric vacua elsewhere on the moduli space. The full vacuum structure of theories with electric and magnetic FI terms has not been completely understood, though, so one must embark on a more detailed analysis to establish the existence of metastable supersymmetry-breaking vacua in these models. 1 See also [25,26] for meta-stable supersymmetry breaking vacua in Seiberg-Witten theories. 2 At nongeneric points there may be a flat direction (see [23]). In the second part of this paper, we take some initial steps toward doing precisely this by establishing a formalism for engineering nontrivial critical points in the perturbative regime of N = 2 theories deformed by electric and magnetic FI terms. In the simple example of a rank two gauge group, we are also able to directly address the problem of stability and demonstrate that stable non-supersymmetric vacua can be engineered in suitable parts of the perturbative regime. While our focus in this paper is on deformed Seiberg-Witten theory, the structure considered makes a natural appearance in flux compactifications of type II superstring theory [31-33]. In fact, it appears as a geometric engineering limit of such a compactification, where the coefficients (ei,m') of FI terms W = ^ i eiai + miaDi are identified with the amounts of fluxes. The scalar potential constructed from the superpotential W is invariant under the monodromy transformation of (a',aDi) provided the fluxes (ei,mi) are also transformed appropriately. Thus, the potential is single-valued if we consider it as a function on the space of fluxes as well as on the Calabi-Yau moduli space. By contrast, in the field theory limit, the fluxes are frozen and become non-dynamical parameters, and the potential is multivalued in the Coulomb branch moduli space. This is caused since the field theory limit defined at a generic point in the Coulomb branch breaks down at massless dyon points because of the appearance of extra light particles at these points. It is exactly around each of these singular points where W is multivalued in the field theory limit. Because of this connection, the results in this paper can be used to classify non-supersym-metric critical points and study their stability in flux compactifications on local Calabi-Yau manifolds. In particular, there is a connection with recent studies of geometrically-induced stringy metastable vacua [34-40]. Indeed, it was our interest in the system of [34] and its potential relationship to the vacua of [23] that formed the primary motivation for this work at the outset. A new feature of the class of models discussed in this paper is that supersymmetry breaking is taking place entirely in the field theory context. The organization of this note is as follows. In Section 2, we will demonstrate the connection between exact Kahler normal coordinates and FI parameters. In Section 3, we briefly review the structure of supersymmetry-preserving vacua in models with FI terms and their relation to the vacua of [23]. In Section 4, we consider the problem of engineering supersymmetry-breaking vacua in these models and explicitly demonstrate that this can indeed be done in the perturbative regime for the simple example of a gauge group with rank two. In Section 5, we comment on the relation to flux compactifications and recent work on supersymmetry-breaking in that context. Appendix A contains some N = 2 superspace conventions and reviews the manner in which N = 2 supersymmetry is realized in the theories under study. 2. Kahler normal coordinates and Fayet-Iliopoulos terms In this paper, we shall devote our attention to generic points along the Coulomb branch of SU(N) Seiberg-Witten theory [41,42] where the IR physics is described by N = 2 U(1)N-1 supersymmetric gauge theory with Seiberg-Witten prepotential F. The Lagrangian of this theory can be written in N = 1 superspace as L = - Im f d40 Fi(Ak)Ai + d20 Fij(Ak)WiaWa where i = 1,...,N - 1 and Fi1i2... = di1 di2 ■ ■ ■ F(ai). As usual, we often denote Fij by Tij, the period matrix of the Seiberg-Witten curve, and construct from this a Kahler metric on the Coulomb branch Si j = Im Tij. (2.2) To this theory, let us consider adding a superpotential of the form W = kizi, (2.3) where the z' are a set of Kahler normal coordinates associated to a fixed point a'0. As demonstrated in [23], a study of the scalar potential of this theory in the vicinity of a0 reveals that a0 is (almost always) a stable critical point where the manifest N = 1 supersymmetry of the Lagrangian (2.1) plus superpotential is broken. In general, the zl can be written in terms of special coordinates a1 along the moduli space as [27,28] z' = Aa' + g'](ao)J2n, 9'3dnF]h'2 MAa'1 Aa'2 ■ ■ ■ Aa'n, (2.4) Aa' = a' - a'0. (2.5) Because only the first few terms of (2.4) are needed to establish stability at a0, one can follow [23] and truncate the series when constructing the superpotential (2.3). In this manner, it is possible to engineer long-lived metastable supersymmetry-breaking vacua by introducing an appropriate polynomial superpotential of finite degree. In special coordinates, the connections ] ^ take a particularly simple form r= 2i F]'1'2 = 2id'2 T]'1 = Tid'1 d'2 aD] , (2.6) where aD' = d'F. This allows us to recognize the infinite series in (2.4) as a Taylor expansion of aD] about the point a'0. In fact, we can easily sum the series and write the exact Kahler normal coordinates z' as , ( 1 \ij ^ 1 BnaDi(a0) ; z' = Aa' ^ - V--. DJ( 0) Aa'1 Aa'2 ••• Aa'n \to — To J ^ n! da'1 ■■■da'n = Aa' + (-— ) (aDj(a) — aDj(ao) — To jkAa \ To — To ' To — To I (a,Dj(a) — To jkak) + const, (2.7) where to¡j = Tij(ao). This means that, up to irrelevant constant terms that we shall hereafter drop, the superpotential (2.3) is a specific linear combination of electric and magnetic FI terms W = e'a' + m'aD', (2.8) e = — ) To km' = k/^^) . (2.9) V To — To J V To — To J In particular the FI parameters satisfy e + mjTo j = o. (2.1o) We are therefore able to identify the theory with superpotential (2.3) as the classic model of partial supersymmetry breaking first introduced by Antoniadis et al. [29].3 As we shall now review, the vacua at a'0 actually preserve an N = 1 supersymmetry, providing a natural explanation for their stability. 3. Review of supersymmetry-preserving vacua of N = 2 Abelian theory with FI terms In this section, we review the N = 2 formalism of the Abelian gauge theory (2.1) with superpotential (2.8) and the conditions for having supersymmetry-preserving vacua. This will allow us to see explicitly that the theory with superpotential (2.3) preserves the full N = 2 supersymmetry in an appropriate sense. It will also make clear that the vacua at a0 break the N = 1 supersymmetry which is manifest in the superpotential formalism while preserving the "hidden" half. The results of this section are well-known and included only for completeness.4 3.1. FI terms and N = 2 supersymmetry To clearly discuss how the non-manifest supercharges act, let us rewrite the action using N = 2 superspace. For this, we introduce a second set of superspace coordinates 0 and consider two types of N = 2 chiral superfields: a generic N = 2 chiral superfield A and a "reduced" N = 2 chiral superfield AD which satisfies the constraint This constraint ensures that the "reduced" superfield Ad contains only the component fields of the off-shell N = 1 chiral and vector multiplets. The superfield A, on the other hand, is unconstrained and hence contains several additional auxiliary fields. For example, if we denote the 02 component of AD by FD, the 02 component is simply the complex conjugate FD. By contrast, the 02 component of A, which we denote by F, has no a priori relation to the 02 component, F. A more detailed review of our N = 2 superspace and superfield conventions and notation can be found in Appendix A. To write FI terms, we introduce vectors of auxiliary components for both A and AD where D and Dd are the usual 00 coefficients of A and AD, respectively. The action for the theory (2.1) with superpotential (2.8) can now be written as (DaaDba) Ad = D Dbà) AD d4x d20 d20 (F(A) - A1 ADi) + 1 Re J d4x (EY + m'Ydi), (3.3) 3 For local supersymmtric theories, see [30]. 4 We use the notation of Antoniadis et al. [29]. See [43] for an SU(2)-covariant approach that is equivalent. This formalism has also been recently reviewed in [34]. (ImeA /Imm'\ ReeA, M' =1 Rem' j . (3.4) To recover the N = 1 version of the action, we note that integrating out AD imposes the reducing constraint on A, up to a subtlety involving m] that we will address later. The first term of (3.3) is manifestly invariant under the full N = 2 supersymmetry while the terms involving Y and YD also look invariant because we are used to F- and D-terms transforming into total derivatives under supersymmetry transformations. However, as explained in Appendix A, the fact that A is not a reduced N = 2 superfield means that the supersymmetry transformations of Y instead involve some of the extra auxiliary fields. More specifically, the presence of e'F' in the Lagrangian breaks the supercharge Qa associated to the 0 coordinates while the presence of e'F' breaks the supercharge Qa associated to the 0 coordinates. Because the first term of (3.3) has a piece that is linear in both A and AD, we can try to remove this breaking by absorbing the F] and F] parts of Y] through an appropriate shift of Ad . Written in component form, the relevant part of the action is j4-j2flj22 A' A- 1 1 Re / d4x(E'Yl + M' S =----1Im/d4xd29d29 AiADi + iRe j d4x(EiYi + MiYDi) = ••• + 2 Re/d4x [iFDj (Fj - Fj) + ~e j (Fj + Fj) + 2mjFdj]• (3.5) From this, we see that it is possible to absorb the F] terms, and hence restore invariance with respect to Qa, by shifting FD] ^ FD] + 'e]. Alternatively, we can absorb the F] terms, restoring invariance with respect to Qa, by shifting FD] ^ FD] — 'e]. Note that it is impossible to simultaneously absorb both sets of terms, so we cannot realize simultaneous invariance with respect to both Qa and Qa in a standard manner.6 Nevertheless, as discussed in more detail in Appendix A, it is possible to realize both supercharges if we modify the action of one of them to include possible inhomogeneous terms in the transformation laws of fields. To see this, let us adopt for clarity the standard shift FD] ^ FD] + 'e], which restores Qa-invariance and effectively sets Re j d 4xE'Y' ^ Re J d 4xe]F]. (3.6) Under Qa, this term transforms into the 002 auxiliary component of the unreduced superfield A. We can cancel this using the transformation of A AD', though, if we add an inhomogeneous term proportional to 0 to the action of Qa on AD [43]. In this manner, we are able to demonstrate that the action (3.3) is in fact invariant under a full N = 2 supersymmetry, though we can linearly 5 Note that we only consider electric and magnetic F terms here, setting the coefficients of all D terms to zero. This choice explicitly breaks the SU(2) r invariance of the theory. 6 The inability to do so can ultimately be traced to the reducing constraint for Adj which, among other things, is responsible for the fact that its 92 and$2 components, Fdj and Fdj respectively, are indeed complex conjugates of one another.

realize at most half of it.7 That such a nonlinear realization of a subset of supercharges is possible despite the general arguments of [47] was first pointed out in [48].

3.2. Conditions for supersymmetry-preserving vacua

To study the conditions for a given vacuum to preserve some fraction of the N = 2 super-symmetry, it is sufficient to look at the transformation laws of the fermions in (3.3). Grouping the supercharges Q, Q and fermions into SU(2)R doublets Qj = (Q, Q)T and = ,V)T, we can write these simply as

eaKQaK&jj - ejj(MU))JKeK, (3.7)

where8

(Mj))K = ( 0 j. (3.8)

Consequently, we see that a vacuum preserves the Q (Q ) supercharges when the expectation values of the Fj (Fj) vanish for all j. To compute these expectation values, we start by integrating out Ad. All of the terms required for this are written in (3.5) so it is easy to see that the result is simply to set

Fj = Fj + 2imj. (3.9)

The expectation value of Fj is then obtained by studying the F-term potential

2lm(F jtjkFk ) + 2 Re (ëj (Fj + Fj )) (3.10)

and concluding that

Fj = — (Im t-1)jk(ek + mlra ),

F j = —(lm t—1)jk(ek + meTa ). (3.11)

Consequently, we see that vacua for which (e + Tm)j = 0 preserve the Q supercharges while vacua for which (e + tm) = 0 preserve the Q supercharges.

3.3. SUSY or non-SUSY at ai0

Returning to the theory of Section 2, if we recall that the combination of electric and magnetic FI terms that arose had coefficients ei and mj satisfying (e + T0m)j = 0, it immediately follows that the vacuum at a0 is a supersymmetric one which preserves the non-manifest Q supercharges. When the superpotential is truncated as in [23], however, we break invariance under Q at the level of the action and the a0i then become supersymmetry-breaking vacua.

7 Similar structure also appears in the Abelian N = 2 Born-Infeld theories of [44], which admit a nonlinear realization of an additional N = 2 supersymmetry. Requiring such a nonlinear realization to exist also provides a guiding principle for constructing suitable non-Abelian extensions [45]. For a review, see [46].

8 In general, will take the form (^j Fjj) but we have set Dj = 0 because we only consider adding electric and magnetic F -terms to the theory.

At first glance this might seem strange because the higher order terms of (2.4) that we neglect when truncating do not affect the value of the scalar potential at t0, which is given by

V = ki (ImT-1)ijkj = (ei + mjToki)(lmT-1)ij (ej + mlTotj). (3.12)

Because this quantity is manifestly positive,9 our intuition suggests that al0 should be a supersymmetry-breaking vacuum.

It is important to note, however, that having positive energy (3.12) is not sufficient for a vacuum to be supersymmetry-breaking because we are in principle free to shift our definition of energy by a constant amount. It is the specific quantity that appears in the supersymmetry algebra which matters and to determine this may require a bit more work. In the truncated theory, the situation is actually pretty simple because there are vacua at the singular points in moduli space which preserve the manifest N = 1 supersymmetry. Setting the energy of these vacua to zero fixes any ambiguity and leaves us with the result (3.12).

The theory with full superpotential (2.3), on the other hand, exhibits no such vacua. The reason for this is that the superpotential is singular at the degeneration points. In fact, the full superpotential is actually multivalued on the moduli space with branch points where the supersymmetric vacua of the truncated theory would otherwise be. It was already noted in [23] that the Kahler normal coordinates might not be globally defined and our connection to FI terms makes this explicit. This change in the global structure of the theory suggests that we have to re-examine our definition of energy. To do so, let us start with the N = 2 formulation (3.3). In the conventional approach, where the Qa supercharges are linearly realized, we shift FDj ^ Fj + iej in the action (3.3) which effectively removes the Fj from the second term of (3.10). In this case, the scalar potential is easily seen to be

V = (ei + mjTki)(Imt-1)ij (ej + mlTtj), (3.13)

in accordance with our result for the energy (3.12) of the a0 vacuum above. That this quantity fails to vanish at a0 simply means that the N = 1 supersymmetry generated by the Qa is broken there.

On the other hand, to linearly realize the Qa supercharges, we saw before that it is necessary to instead shift FDj ^ FDj - iej in (3.3). This effectively removes the Fj from the second term of (3.10), leading to the scalar potential

V= (ei + mkTki)(Imt-1)'j (ej + mlTtj) = V + 4Im(eimi). (3.14)

In other words, if we choose to linearly realize the N = 1 supersymmetry preserved by the vacuum at a0, the definition of energy (3.14) appropriate for that choice differs from (3.13) by a constant shift.10 As expected, this suitably-defined energy vanishes at a'0.

3.4. Inclusion of D-terms

To this point, we have only considered the addition of F-terms to the theory. The motivation for such a restriction is that the superpotential (2.3) constructed from Kahler normal coordinates

9 The combination of ei + mkT0 ki = 0 and Im T0 > 0 imply that ei + mkT0 ki = 0.

10 From the analysis of Section 3.2, we also see that it is the vanishing of V that is required for preservation of the corresponding N = 1 supersymmetry.

generates only these. Nevertheless, one can also consider the addition of D terms to the story. We digress for a moment to consider this case and argue that generically all supersymmetry is broken. This situation has recently been discussed by [40] in the context of IIB constructions and is included here only for completeness.

In general, FI-terms are characterized by the 2(N — 1) 3-vectors Ej and Yj of (3.4) which transform under SU(2)r . With our choice of basis, non-vanishing D -terms correspond to Ej and/or Yj having nonzero third components.11 Let us now suppose, for a moment, that a super-symmetric vacuum exists. Using an SU(2)R rotation, we can change the original supercharges Q1 and Q2 into another set of supercharges Q\ and Q'2 such that the Q\ annihilate the vacuum. Generalizing (3.8) along with (3.11), the transformation matrix M is now given by

j=—<m j+mz —¡^o- ^

where ¡k and ¡DD are real and generically nonzero. Since we assume that Q1 annihilates the vacuum, the vector (0) should be annihilated by (M(j))JK for all j. To that end, we want

¡k + ¡DTik = 0 and ek + ml%ik = 0 for all k. (3.16)

The first condition cannot be satisfied, though, unless ¡k = ¡D = 0 for all k since Im tlk is positive definite. Therefore, in N = 2 supersymmetric language, a necessary condition to have a supersymmetric vacuum is that the 2 (N — 1) vectors Ej and Mj lie on a common plane. For SU(2) gauge theory, this is always possible since there are only two vectors, but for higher gauge groups, generic FI terms necessarily break all of the supersymmetry.

4. Critical points, stability, and non-supersymmetric vacua

It should now be clear that the theory obtained by adding a superpotential (2.3) constructed from exact Kahler normal coordinates is significantly different from that obtained by truncating the series (2.4). This also suggests that the vacuum structure away from a0 may be fundamentally different as well.

This opens up a new problem, though, namely to understand the full vacuum structure of theories of the form (2.1) in the presence of superpotentials

W = e'a1 + mlaD', (4.1)

for generic choices of e' and mj. In this section, we will take some initial steps along these lines. More specifically, we classify non-supersymmetric critical points, study the conditions for stabilizing them, and demonstrate that, in the simple example of a rank two gauge group, one can engineer stable vacua which break the full N = 2 supersymmetry in part of the perturbative regime by choosing the e' and mj appropriately.

4.1. Stability conditions and supersymmetric vacua

The principal object that controls the vacuum structure is the scalar potential constructed from (4.1). To start, let us write it in a covariant manner with respect to the Kahler metric gj of the

In general, we will have nonzero D-terms for all choices of basis if E' and Yj are not all coplanar.

Coulomb branch

V = (V1W)gij(VjW). (4.2)

Critical points of this potential satisfy

VkV = (V1W)gij(Vk VjW) = 0, (4.3)

while stability is determined by studying the second partials

V-VkV = (V- VjW)glj(Vk VjW) + (V1W)gij Rm j--k(VmW),

V-VkV = (V1W)glj (V-Vk VjW). (4.4)

From this, we see that the easiest way to find critical points is to impose either ViW = 0 or VkVjW = 0. For the former, it immediately follows from (4.4) that the resulting critical points are stable. For the latter, the same is also true at generic points provided V-VkVj W also vanishes because the Rm j-k term of (4.4) is positive (semi-)definite.

These two types of vacua are in fact nothing other than the supersymmetric ones we have studied thus far. To see this, we simply evaluate VjW and VjVkW in special coordinates, for which gii = Im Tij. Because the only nonvanishing Christoffel connections are

j = -gkidjg'- (4.5)

and their conjugates, this is particularly simple and results in

ViW = ei + Tijmj,

Vi VjW = -1 Fijn (Im T)nk (ek + Tksms). (4.6)

The supersymmetric vacuum that preserves Q is simply the ViW = 0 case while the supersym-metric vacuum that preserves Q corresponds to ViVjW = 0. Note that there is no issue with stability of the latter because Vk Vi VjW = 0 when (e + T m)j = 0.12

4.2. Non-supersymmetric vacua

While it is comforting to see the supersymmetric vacua and their stability emerging naturally from this framework, it is at the same time disappointing that the simplest ways to realize critical points of the potential fail to yield anything new.

In principle, the mechanism by which new critical points of the potential can be found is quite simple. We need a mixture of sorts of the supersymmetric and hidden supersymmetric cases where g'jVjW and VkVj W are both nonzero but, in a suitable basis, have complementary components vanishing so that the contraction in (4.3) is zero. Unfortunately, there is no apparent reduction in complexity of (4.4) in this case so it is difficult to spell out simple conditions for a vacuum constructed in such a manner to be stable.

12 Even though this second order analysis only guarantees stability when the positive semi-definite term involving Rm j-k does not have any flat directions, we know from the fact that the (e + Tm)j = 0 vacua preserve an N = 1 supersymmetry that the higher order analysis required when this condition fails must lead to stability.

To describe the idea more precisely, let us drop the covariant notation of (4.3) and (4.4) and

instead re-express the various derivatives of V in special coordinates as 1

dqV = -- Ff FqfeF'

dpdq V

V = -2riFf (^Fpqfe - 1 [Fpfm (im T l)mnFqne + (P ^ q)]^ F

dpdqV = - \F

a Fpam{i Im T

_1\ mn

FqnbFb + Fa Fq

qam (Im T

FpnbF ]?

where Fa and Fb are the auxiliary field expectation values of (3.11).

In general, rather than looking for stable vacua at fixed ei and mj, we will find it easier to reverse our thinking and approach the problem in a manner analogous to [23]. So, we instead specify a point u0 along the Coulomb branch at which we would like to engineer a stable critical point and develop an algorithm for obtaining values ei and mj that do the job, if such exist.

To aid in this task, let us first use (4.7) and (4.8) to study the general structure of supersymmetry-breaking vacua. The first thing to note is that the vectors Fa and Fa at such a vacuum can never be parallel. The reason for this is that a critical point for which they are parallel satisfies FpdpdqVFq = 0 from (4.7) and (4.8) and

(,*Fp e-*Fp )( b^V

dpdqV dqdpV

= 2Re(e2'*Fp dpdqV Fq),

where $is a real phase. There is always a choice of$ for which this is negative so we see that such a critical point can never be stable. Incidentally, this means that for real ei and mj, achieving a metastable supersymmetry-breaking vacuum is impossible since Fa = Fa in this case. Since neither ei + Tijmj = 0 nor ei + Tijmj = 0 is not attainable either, the only possible minimum occurs when the metric is singular. That is, when we have a dyon condensation point and the dyon charge is proportional to (ei,mj), the effective potential vanishes at that point and we have a supersymmetric vacuum there.

Let us now consider a coordinate transformation matrix Q' ir under which Fqfe transforms as

^ Fqf ,e'= FqfeQqq' Qff' Qe

(4.10)

Because Fa and Fa are not parallel, we can always perform a coordinate transformation Q''/ so that the only non-vanishing component of Fa (Fa) is the first (second) one. In this basis, Fqi2 = 0 for all q.

It should now be clear how to engineer a critical point at u0 that can potentially be stabilized. Given F, we use a coordinate transformation (4.10) so that Fq 12 = 0 for all q. Such a coordinate transformation should generically exist because we have (N - 1)2 degrees of freedom in Q to satisfy only N - 1 conditions. With such a Q, we then choose values of Fa and Fa as

(4.11)

Once such a choice is made, we can generically solve (4.11) for the corresponding values of e' and mj because this is a system of 2(N — 1) linear equations in 2(N — 1) variables.

Now that we have constructed critical points, we must turn to the question of their stability. Given that we can actually engineer families of critical points parametrized by Z and f, one might hope that there is enough freedom left over to achieve stability as well. Studying this issue is very complicated in practice, though, so to demonstrate the principle in action we focus on the most basic example we can find. It is clear that vacua of this sort cannot be generated when the gauge group has rank 1, so we turn instead to the rank 2 case of SU(3) Seiberg-Witten theory.

4.3. An SU(3) example

In what follows, we shall work exclusively in the perturbative regime ai ^ A, where the Seiberg-Witten prepotential F appearing in (2.1) takes the approximate form [49]

i X—^ 2

F(at) = — } (at — a/) ln

(at - a j ) A2

(4.12)

We will henceforth set A = 1 and use the coordinate basis

x = a2 — ai, y = a3 — a2. (4.13)

In terms of these, the prepotential is given by a simple expression

F = — (x2 ln x2 + y2 ln y2 + (x + y)2 ln (x + y)2). (4.14)

4n v '

The various derivatives we shall need when studying (4.7) and (4.8) are now easily evaluated. We start with the period matrix

r = _L (6 + ln x2 + ln(x + y)2 3 + ln(x + y)2 .

2n I 3 + ln(x + y)2 6 + ln y2 + ln(x + y)2 ' (. )

and proceed to its derivatives

i (2 + y 1\ ^ i (11

(4.16)

dxrij — Fxij — , s ( -. x 1 I , dvrij — Fvij — ( _i_ ) \ I 2 -I-

n v y . y

xHj-Jxlj~ n{x + y)\ 1 1) , UyHj-Jylj~ n(x + y)\ 1 2 + x

and second derivatives

T 1 f 2 + 2(f) + (f)2 1 Fxxlj = in(x + y)2 f 1 1

T - 1 f 11

Fxyij =

in(x + y)2\1 1

1 f 1 1

Fyyij = in(x + y)2\1 2 + 2(f) + (f)2) . (4.17)

In this simple example, we can set Fq 12 = 0 using a transformation of the form (4.10) with Q given by

—x x + y + y/ (x + y)2 — xyN

Q ^ a. a. r^TXT.--l (4.18)

\x + y + V (x + y)2 — xy —y

To find a choice of e',mj for which the potential has a critical point at (x0,y0), we turn then to the equations

F = q(0) , F= Q(0) , (4.19)

where here Z and H are nonzero constants that we are free to choose, Q is as in (4.18), and F, F are given in terms of e',mj ,Tki as in (3.11). Given our result (4.18) for Q, (4.19) is equivalent to the requirement

F = -Z

+ y + V(x + y)2 - xy

F = -H(X + y + V- + y)2 - xyy (4.20)

As mentioned before, we generically expect that it is possible to choose e' ,mj for any nonzero choice of Z and H such that (4.20) is satisfied at a fixed point (x0,y0). From this point onward, we will assume that the situation is indeed generic and take the existence of such a solution for granted.

4.3.1. Stability

Engineering a critical point is one matter but achieving stability is the real challenge. However, as we will now demonstrate through a simple scaling argument, it is possible to take advantage of the freedom to adjust Z and H to choose FI terms that engineer stable supersymmetry-breaking vacua in part of the perturbative regime.

In particular, let us consider the regime y > x > 1. We will now show that if we choose Z and H to be of order 1, the critical point constructed by solving (4.19) is always locally stable. Expanding the Hessian

H = (dpdqV dpdqV ^ (421)

H I dpdqV дqдpv), (4.21)

at the critical point, it is straightforward to check whether the eigenvalues ••• X4 of H are all positive. In the limit mentioned above, H scales near infinite y as follows:

/hny2 h12y h13y hn \

h21y h22 hu y

h31y h41 hn y2 h21y

\ h41 ^ h12y h22 /

(4.22)

where the h'j depend logarithmically on y (and on x, H, Z). To leading order in y, the four eigenvalues are

2 J h11h22 - h12h21

h11y2 and -, (4.23)

with multiplicity two for each. Since the matrix dpdq V is positive definite from (4.4), the critical point is locally stable.

To illustrate potential subtleties that can arise when studying stability, let us also consider a second regime, namely x ~ y > 1. If we use r to denote the scale of x and y, the quantities

appearing in (4.8) behave at large r as

r/ - ln r, Fijk - r—1, Fijkt - r—2, F - Zr, F- fr. (4.24)

This means that dpdqV - Zf while dp dqV - Z 2 (ln r)—1 + f 2(ln r)—1 at large r. If we take Z and f to be of order 1 in this case, then the dp dq V terms dominate and the Hessian necessarily has at least one negative eigenvalue.

Given the above scalings, though, one might naively think that stability can be achieved by taking Z to be very large, say Z - r for example, and f to be small, as in f - r—1, because this ensures that the dominant contribution to the Hessian comes from dpdqV. This looks good for stability but unfortunately dpdqV has an obvious flat direction in this case proportional to Fq because

Fa FqamFq = 0. (4.25)

The corresponding zero eigenvalue is generically lifted by the next-leading contribution to the Hessian, which comes from the off-diagonal term dpdqV. This means that the leading correction to this zero eigenvalue is in fact negative and our critical point is actually unstable.

5. Connection with flux compactifications

Until now, we have mainly focused on the field theory perspective of Seiberg-Witten theories deformed by electric and magnetic FI terms. Here we will briefly discuss the geometric realization of the vacua that we have studied so far in the context of string theory compactifications in the presence of NS and RR fluxes. In a series of papers [50], Seiberg-Witten theories were geometrically engineered in type IIA and IIB string theories compactified on Calabi-Yau manifolds in a rigid limit of special geometry. For example, in type IIB, SU(N) Seiberg-Witten theory was realized on a geometry constructed as a K3 fibration over a P1 base. Near the singular locus of K3 over P1, the Calabi-Yau manifold becomes

A2N 2 2 z +---+ 2Wan—1 (x1,ui ) + 2x2 + 2x3 = 0,

where Wan—1 (xk,ui) corresponds to the characteristic polynomial of the Seiberg-Witten theory.

Non-vanishing NS and RR fluxes, H = HRR + rstHNS, generate a superpotential [51] and lift the vacuum degeneracy in the Calabi-Yau manifold [33],

WGVW = j H A tt = j H j tt — j H j tt = eiai + mtaDt, Bi Ai Ai Bi

where (Ai ,Bi) = Sij comprise a symplectic basis of three-cycles. Since the integrals of the holo-morphic 3-from, tt, are naturally identified with the periods of Seiberg-Witten theory while turning on generic fluxes yields a set of complex valued (ei,mj), we can realize the model treated in this paper by adding fluxes appropriately.

Supersymmetry-breaking in Calabi-Yau compactifications of this sort has also appeared in connection with brane/antibrane systems in [32] and more recently in [34-40]. In particular, a notion of geometric transition involving gauge/gravity duality [52] was generalized to the non-supersymmetric setting, allowing configurations of branes and antibranes to be studied using the same sort of Abelian gauge theory with FI terms considered in the present paper. Because the

vacua studied here have natural realizations on the flux side in this context, it would be interesting to follow the geometric transition in reverse and study them from this perspective.

The flux realization of the model with FI terms also gives us a clear picture of how the potential behaves near a singular point in moduli space. At such a point, a massless dyon with charges (nei,nrm) emerges and the corresponding cycle y = neiAi + n^Bi shrinks. When we turn on generic FI-terms, the scalar potential diverges there for the simple reason that non-zero fluxes penetrate the cycle

H = neei - nfmi = 0

and render infinite the energy cost associated with closing it up. Acknowledgements

We would like to thank S. Ferrara, S. Kachru, S. Ketov, M. Nitta, M. Shigemori, and S. Trivedi for discussions. This research is supported in part by DOE grant DE-FG03-92-ER40701. J.M. is also supported by a John A. McCone postdoctoral fellowship. The research of H.O. is also supported in part by the NSF grant 0ISE-0403366, by the 21st Century COE Program at the University of Tokyo, and by the Kavli Foundation. Y.O. is also supported in part by the JSPS Fellowship for Research Abroad. C.P. is also supported in part by Samsung Scholarship. H.O. thanks the Aspen Center for Physics for the hospitality at the initial stage of this work.

Appendix A. N = 2 superfields, FI terms, and nonlinear realization of supersymmetry

In this appendix, we make explicit our superfield conventions and discuss the nonlinear realization of N = 2 supersymmetry of the action (3.3) in greater detail. The results of this appendix are not new but we present them in this component language for both clarity and completeness.

A.1. N = 2 superspace and superfields

We shall work in the N = 2 superspace conventions of [53] with two anticommuting coordinates 0a and 0a. The standard realization of N = 2 supersymmetry on this space is through the operators

Qa = lL - i i^a^ Qa = 4a - i (AJ)

dQa \ >a ^ d0

and their conjugates. A generic chiral N = 2 superfield, A can be constructed from two chiral N = 1 superfields, @ and G, along with a chiral N = 1 spinor superfield Wa as

A(y, 0, 6) = &(y, 0) + ij20W(y, 0) + 02G(y, 0), (A.2)

where yM = xM + i0a^0 + i0a^0. The N = 1 superfields admit further component expansions

0(y, 0) = ) + ^20f(() + 02F(y),

Wa (y ,0) = -iK(y) + 0y(&yD(S ) - 2 ia"aV0 yaF^(y)) - i02Ha(y),

G(y ,0) = F (y) + V20n(y) + 0 2C(y). (A.3)

Note that Wa does not satisfy any constraints so it is not quite the superfield with which we are used to constructing N = 1-invariant actions. In particular, F^v does not satisfy the Bianchi identity and fa is not proportional to (a^d^k)a.

Let us now consider a chiral superfield AD satisfying the additional reducing constraint (3.1), which we repeat here for convenience

Ad(J, 0, 0) = \$D(y, 0) + iV20WD(y, 0) + 02Gd(J, 0). (A.5) The corresponding N = 1 expansion, though, becomes

0D(y, 0) = fo(y) + V20*d(S) + 02FD(y),

WaD(y, 0) = —ikaD(y) + 0y(&yDd(9) — 2 ^ v0 ^F^dM + 0 2a^ D (y),

GD(y, 0) = FD(y) + iV2(0a^d^iTD(y)) — 02B24>D(y), (A.6)

S =- Im 2

d^D = 0. (A.7)

Note that the reduced N = 2 superfield differs from the unconstrained one in several ways. In addition to F^vD satisfying the Bianchi identity, the 02 component of WaD as well as the 0 and 02 components of GD are no longer independent but instead are given by total derivatives of other component fields. Finally, the bottom component of GD is an auxiliary field which is not independent but instead set to the complex conjugate of the top component of @D, denoted FD.

A.2. Supersymmetry transformations of the action (3.3)

We now turn our attention to the action (3.3), repeated here for convenience

j d4xd20 d20(F(A) — A ADi) + 1 Rey d4x (EY + MtYDt). (A.8)

With the above expansions of A and AD, it is straightforward to write (A.8) in components and demonstrate that integrating out AD when Ei = Mj = 0 indeed simply causes Ato become a reduced N = 2 chiral superfield. The situation of vanishing Ei and Mj is also one in which the action (3.3) clearly preserves N = 2 supersymmetry because it is simply the top component of an N = 2 chiral superfield, which transforms into a total derivative. What we will focus on in the remainder of this appendix, though, is the realization of N = 2 supersymmetry when Ei and Mj are nonzero.

Written in component form, the FI terms in (A.8) are given by

^Re j d4x (EY + MiYDi) = 1 y d4x {Re(eF + eiFi) + Re(2mFD)}. (A.9)

Because FD is the 02 component of a reduced N = 2 superfield, it is easy to see that it transforms into a total derivative under the action of all N = 2 generators (A.1). This is not so for F and F,

though, as there are two problematic non-derivative transformations

cQ F = *J2cH, eQF = V2en. (A.10)

If A were reduced, the Ha would be proportional to (a^d^X)a while na ~ (o^d^)a. In this case, the RHS of (A.10) would consist of total derivatives and invariance of (A.9) would be assured. As it stands, however, (A.9) is not preserved by either Qa or Qa.

As mentioned in the text, we can try to improve the situation by suitably adjusting the transformation law of AD. In particular, because AD appears in (3.3) only via a term which is linear in both A and AD, we can try to absorb the terms on the RHS of (A.10) by suitably shifting the transformation laws of component fields of AD. Indeed, expanding in components we see that H' and n' appear in the AAD term as

This means that the full action (A.8) can be made invariant under the full N = 2 supersymmetry if we modify the transformation laws of XD and fD under Q and Q from

(cQ )Kd = ^2CaFD, (cQ)faD = ^2CaFD, (A.12)

(cQ)Kd = ^2ca(FD - ie), (cQ)faD = ^2(Fd - ie). (A.13)

Because of the inhomogeneous terms now present in these transformation laws, the realization is no longer linear. We can linearize one of the supercharges, though, by shifting FD appropriately. In particular, if we take FD ^ FD + ie then the Q transformation of faD becomes linear. As shown in the text, this can be understood by noting that such a shift also effectively removes the ei F' term from the action. On the other hand, taking FD ^ FD - ie renders the Q transformation of XaD linear. In this case, the shift of FD effectively removes the eF1 term from the action. Note that, while we have a choice to linearly realize either supersymmetry, it is impossible to simultaneously do so for the full N = 2 supersymmetry algebra. This implies that at most N = 1 supersymmetry can be realized in vacua of the model (A.8).

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