Scholarly article on topic 'The evolution of nanopore sequencing'

The evolution of nanopore sequencing Academic research paper on "Nano-technology"

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Academic research paper on topic "The evolution of nanopore sequencing"



published: 07 January 2015 doi: 10.3389/fgene.2014.00449

The evolution of nanopore sequencing

Yue Wang, Qiuping Yang andZhimin Wang*

Department of Plant Science, School of Agriculture and Biology, Shanghai Jlao Tong University, Shanghai, China

Edited by:

Ylh-Horng Shlao, US Patent Trademark Office, USA Reviewed by:

Malek Faham, Sequenta Inc., USA Ylh-Horng Shlao, US Patent Trademark Office, USA Zhaojle Zhang, St. Jude, USA


Zhlmln Wang, Genomics Lab, Department of Plant Sclence, School of Agrlculture and Blology, Shanghal Jlao Tong Unlverslty, Shanghal 200240, China e-mall:

The "$1000 Genome" project has been drawing increasing attention since its launch a decade ago. Nanopore sequencing, the third-generation, is believed to be one of the most promising sequencing technologies to reach four gold standards set for the "$1000 Genome" while the second-generation sequencing technologies are bringing about a revolution in life sciences, particularly in genome sequencing-based personalized medicine. Both of protein and solid-state nanopores have been extensively investigated for a series of issues, from detection of ionic current blockage to field-effect-transistor (FET) sensors. A newly released protein nanopore sequencer has shown encouraging potential that nanopore sequencing will ultimately fulfill the gold standards. In this review, we address advances, challenges, and possible solutions of nanopore sequencing according to these standards.

Keywords: gold standards, third-generation sequencing, nanopore sequencing, ionic current blockage, DNA ratcheting, sequencing by tunneling, multiplexing detection, field-effect-transistor (FET) nanopore sensor


DNA sequencing is the most powerful method to reveal genetic variations at the molecular level, such as single nucleotide polymorphism, copy number variation, gene fusion, and insertion/deletion, etc., which are relevant to genetic diseases including cancer (Topol, 2014). Hence, its importance in understanding of disease mechanism, genetic diagnosis, and personalized medicine (Hamburg and Collins, 2010) cannot be overestimated. In 2004, the National Human Genome Research Institute (NHGRI) of the National Institutes of Health (NIH) launched the "$1000 Genome" project (Spencer, 2010) to develop revolutionary sequencing technologies that would enable a mammalian-sized genome to be sequenced for $1000 or less. The gold standards (NHGRI, 2004) are summarized as: (1) high accuracy (less than 1 error in 10,000 bases), (2) long read length (essentially no gaps), (3) high throughput, and (4) low cost (= $1000/genome). With the support from NHGRI and private sectors, massively parallel sequencers based on various technicalities have been released to the market. These instruments are widely called the next-generation sequencers. More specifically, Schadt and coworkers had categorized them into 3 generations (Schadt et al., 2010), i.e., Sanger sequencing—the first-generation, amplification-based massively parallel sequencing—the second, and single-molecule sequencing—the third. This is highly recommended for its clarity.

The 2nd-generation (2nd-gen) sequencing exploits amplification of target DNA and massively parallelized chips, including arrays of microbeads (Roche and Life Technologies/Thermo Fisher Scientific), DNA nanoballs (Complete Genomics/Beijing Genomics Institute), and DNA clusters. Although the 2nd-gen sequencing cost for consumables is approaching $1000 per human genome (Heger, 2014b), it remains challenging to simultaneously attain the four gold standards. Even at a cost for $1000 per genome, it is still too expensive in term of routine test in a

hospital setting. High accuracy is currently acquired by replicative sequencing. For read length, most of the 2nd-gen sequencers can sequence only a few hundred bases because of gradual intermolecular dephasing among DNA clones within sequencing reaction sites (Erlich et al., 2008). FLX system is comparable to Sanger sequencers in terms of read length, but it will be phased out by mid-2016 (A Genomeweb Staff Reporter, 2013c). One of the two major breakthroughs brought by the 2nd-gen sequencers is high throughput. For instance, HiSeq X Ten, newly released by Illumina, can daily produce data equivalent to about 7 human genomes at 30 x coverage (Heger, 2014b). However, a sequencing run takes 3 days. Turnaround time per run (TTR) is particularly crucial in genetic test and treatment for newborns (Saunders et al., 2012). Thus, TTR within minutes or even hours is still our imagination. To overcome these problems, it is desperate to develop new sequencing technologies.

Technologies to sequence DNA at the single-molecule level, i.e., the 3rd-gen sequencing, have been anticipated to resolve most, if not all, of the above problems. In these approaches, the error-prone amplification step is eliminated during sample preparation. This category consists of a series of techniques, including nanopore sequencing (Branton et al., 2008), stepwise single-molecule sequencing by synthesis (SBS) (Harris et al., 2008), single-molecule real-time SBS (Eid et al., 2009), single-molecule motion sequencing (Greenleaf and Block, 2006; Ding et al., 2012), electron microscopy (Bell et al., 2012), molecular force spectrometry (Cheng et al., 2012), sequencing by tip-enhanced Raman scattering (Bailo and Deckert, 2008; Treffer et al., 2011), etc.

Among those technologies, nanopore sequencing has been expected to potentially accomplish the gold standards. In 1996, Deamer, Branton and coworkers reported on DNA translocation through a-hemolysin nanopore (Kasianowicz et al., 1996). This seminal work has ushered in the new era of nanopore sequencing. Here we discuss the advances, remaining obstacles, and potential

of nanopore sequencing to achieve these gold standards. Finally, we will try to refine the definition of the four gold standards.



The idea of nanopore sequencing was proposed by Deamer and Branton and independently by Church (Pennisi, 2012). The concept is that if bases could induce different ionic current bursts during DNA traversing through a tiny channel, then it would become a totally new sequencing technique. In 1993, Deamer, Branton, and Kasiannowicz employed a-hemolysin (aHL), a toxic pore-forming protein secreted by Staphylococcus aureus to attack a lipid bilayer, to detect DNA translocation through a-HL nanopore (Song et al., 1996). In 1996, their results of DNA translocation through a-HL nanopore was published (Kasianowicz et al., 1996).

Bayley and colleagues reported that a-HL is a 232.4 kDa membrane channel protein (Gouaux et al., 1994). Their crystal structure analysis of a-HL revealed a ~10nm-high hollow mushroom-shaped homoheptamer complex containing a ~10nm-wide extramembranal cap and a ~5.2nm-long transmembrane ß-barrel stem (Song et al., 1996). The minimum diameter at the constriction site of the channel is ~1.4nm, which is connected to the ß-barrel with the vestibule of 2.6 nm in diameter at the trans side (Figure 1A).

An a-HL nanopore is inserted into a lipid bilayer which separates small-volumed chambers, each connected to a cathode and an anode of a patch clamp amplifier (PCA). The ~1.4nm constriction of a-HL pore allows only individual single-stranded DNA (ssDNA) or RNA other than 2 nm-thick double-stranded DNA (dsDNA) to traverse through. Different bases along the negatively charged DNA strand will cause electric current fluctuations in the course of translocating through the nanopore under an applied electric field. If the fluctuations are base-specific, these electric signals or signatures can be eventually converted into

DNA sequence information (Deamer and Branton, 2002; Bayley, 2006) (Figure 2).


Single base resolution by protein nanopores. A fundamental requirement in nanopore sequencing relies on fine pore geometry to acquire single base resolution (SBR). In addition to the constriction site, the ^-barrel of a-HL nanopore is nm long (Figure 1A), capable of accommodating ~10 bases (Wilson et al., 2009; Cherf et al., 2012). Some parts along the barrel are narrow enough to induce additional signals or noise. Indeed, demonstrated by Bayley's group, such a channel has 3 recognition sites (Stoddart et al., 2009) whose interactions would result in more indirect signal interpretations (Purnell and Schmidt, 2009; Stoddart et al., 2010b). MinION, a cellphone-sized nanopore sequencer released to early-access users from Oxford Nanopore Technologies (ONT), uses base calling algorithms to decode the ionic current blockage, which is not a function of single base but hexamer (Heger, 2014a), despite read length and rate up to 50 kilobases (Kb) and 100 bases/s, respectively, are groundbreaking (A Genomeweb Staff Reporter, 2013b; Heger, 2014a; Karow, 2014d). Base calling algorithms need to be improved to reduce error rates (Heger, 2014a). Another possible alternative, suggested by Jaffe, is to perform multiple sequencing using different types of engineered nanopores (Heger, 2014a). To eradicate error rate problem, Bayley et al. proposed to eliminate one or two recognition sites through genetic engineering, and demonstrated its feasibility (Stoddart et al., 2010a). Recently, Ervin and colleagues reported that these excess recognition sites were eliminated through site-directed mutagenesis, enabling base sensing at single recognition site (Ervin et al., 2014). More accurate SBR could be anticipated from these engineered nanopores.

In 2004, Schulz's group reported that an octameric membrane porin, secreted by Mycobacterium smegmatis, formed a funnel-shaped MspA nanopore with an outlet of 1.2 nm in diameter (Faller et al., 2004) (Figure 1B). Gundlach's group demonstrated

FIGURE 1 | Nanopore structures of a-HL (A) and MspA (B) (Venkatesan and Bashir, 2011). Reproduced by copyright permission of Nature Publishing Group.

FIGURE 2 | Schematic illustration of a nanopore sequencing device. (A)

A U-tube supports the lipid bilayer membrane bathed in electrolyte solution in which a 120 mV bias is applied. During DNA translocation through the nanopore, ionic current is recorded by a PCA connected to the cis (negative) and trans (positive) chambers. (B) When an ssDNA molecule traverses

through a-HL from cis to trans chamber, the open pore current drops to four different levels (4>: current blockage), each fora certain time (t: dwell time). (C) Current signals could reveal sequence information (Deamer and Branton, 2002; Bayley, 2006). Reproduced by copyright permissions of American Chemical Society and Elsevier.

that MspA pore had great potential to sequence DNA (Derrington et al., 2010). The feature of single recognition site of MspA pore seems to be more advantageous than a-HL (Manrao et al., 2011). This group replaced negatively-charged amino acids with neutral asparagine residues in pore's constriction site, and with positively charged basic residues in pore's entrance through genetic engineering (Butler et al., 2008), which enabled easy DNA capture and deceleration of DNA translocation through the pore. They later demonstrated that the engineered MspA pore exhibited better base resolution than a-HL pore by generating larger signal difference between bases (Derrington et al., 2010). However, development of new methods is needed to avoid signal overlapping between different bases, particularly deoxynucleotides adenine and guanine (Derrington et al., 2010; Manrao et al., 2011), to increase accuracy. For precise SBR, the length of the recognition region of a nanopore shouldn't be larger than ~0.5-nm, equivalent to phosphorus-phosphorus distance of a nucleotide (or base spacing) in an ssDNA strand (Wilson et al., 2009; Cherf

et al., 2012). The constriction region of MspA is about 0.6 nm long (Manrao et al., 2012), which means signal interference from adjacent bases (Manrao et al., 2011, 2012; Laszlo et al., 2013, 2014). Their previous work showed that about four bases together around the constriction region contribute to the overall current blockage (Manrao et al., 2011, 2012). Recently, they have resorted to tetramer maps, which are the standard electric signal curves collected by measuring current blockage signals when each of the combination of 256 possible 4-mers is translocating through the pore, and algorithms to circumvent this problem (Laszlo et al., 2014).

Single base resolution by graphene and other solid-state nanopores. Besides a-HL, researchers have long been investigating solid-state nanopores, with an initial hope to tackle problems in the protein nanopores, such as instability and dimensiontuning difficulties. In 2001, Golovchenko, Branton and colleagues demonstrated that nanopores as small as 1.8 nm in diameter

could be fabricated on Si3N4 membrane using focused ion beam (FIB), and found that pores could be opened and closed below 4°C and above 5°C, respectively, a critical phenomenon for diameter tuning (Li et al., 2001). Since then, solid-state materials have attracted great attention because of their excellent mechanical and thermal stability, selectable chemistry, nano-fabrication, and electronic integration choices. In 2003, Dekker's group showed that fabrication of nanopores on SiO2 wafer could be controlled at the single-nanometer precision using focused electron beam (FEB) (Storm et al., 2003), which has been widely adapted (Dekker, 2007). In the meantime, a variety of materials for fabrication of solid-state nanopores by different technologies have been reported, including organic polymer (Siwy and Fulinski, 2002), single-walled carbon nanotubes (SWCNT) (Liu et al., 2010, 2013a; Wang and Huang, 2010), glass (Sha et al., 2013; Li et al., 2013c), hafnium oxide (Larkin et al., 2013), boron nitride (Liu etal., 2013b), etc.

Although the diameter of silicon-based nanopores (SBNs) can be controlled at the nanometer or even single Angstrom precision (Storm et al., 2003; Chen et al., 2004; Kwok et al., 2014; Yanagi et al., 2014), plentiful experiments have revealed that solid-state nanopores have several drawbacks (Dekker, 2007), for example, structural irregularity, large pore length, and poor repeatability. Irregular geometry would cause larger current noise. Control of pore length is becoming one of the most serious issues. A question arising from the results of over a dozen-year SBN studies is whether or not SBNs' length can be shortened to the sub-nanometer scale in order to identify single bases along an ssDNA strand. Early work of Li and colleagues showed that SBN length normally ranged from 8 to 20 nm, depending on ion beam species (Cai et al., 2006). Up to date, the shortest effective pore length has reduced to 1.7 nm (Venta et al., 2013). Based on the fact of 0.5 nm base spacing (Wilson et al., 2009; Cherf et al., 2012), a nanopore with 1.7-nm effective length can accommodate ~4 consecutive bases which confuse SBR. Although decoding of signals generated by the context of a base at the recognition site shared by its surrounding partners is possible (Stoddart et al., 2010b; Laszlo et al., 2014), unambiguous base identification is compromised. Because the goal is to identify a single base at the recognition site, thinner membranes are preferable. Recently, Hall's group reported that they fabricated nanopores on 1.4-nm thick membrane using Helium ion beam (Suk and Aluru, 2014). According to Wanunu et al. (2010b), the effective length of sandglass-shaped pores is about one third of the membrane thickness, on which the pore is drilled. A nanopore fabricated on membrane of 1.4 nm thick has a 0.47-nm effective pore length, which is comparable to base spacing. SBR using such pores needs further investigation. For precise SBR, an ideal effective nanopore length should be less than half the base spacing. Although it is still an open question for such an effective pore length to completely nullify neighboring bases' contributions to overall current blockage in the nano-scaled niche, this short effective pore length can at least minimize the neighboring effects. In the meantime, molecular dynamic (MD) simulation can also be helpful to address this issue. It is therefore necessary to explore new materials/methodologies (Xu et al., 2013a; Sawafta et al., 2014) while thinning membranes for fabrication of SBNs (Marshall et al., 2012; Suk and Aluru, 2014).

Graphene, an ultrathin and impervious membrane, has attracted growing interests because of its excellent conductivity, atomic thickness, and robust mechanical stability (Novoselov et al., 2004; Meyer et al., 2007). In 2008, Drndic's group reported fabrication of nanopores in suspended graphene sheets using FEB (Fischbein and Drndic, 2008). In 2010, three groups demonstrated that graphene has a great potential in DNA sequencing (Garaj et al., 2010; Merchant et al., 2010; Schneider et al., 2010). The thickness of a single-layer graphene is only 0.335 nm (Novoselov et al., 2004). Garaj et al. reported that monolayer graphene nanopore has exceptionally high diameter sensitivity of over 0.65 nA/А (Garaj et al., 2013), and its 0.6-nm insulating thickness in solution leads to the calculated spatial resolution of 3.5А (Garaj etal., 2010).

These results suggest that graphene nanopores might possibly sequence DNA (Siwy and Davenport, 2010). MD simulation performed by Aksimentiev's group moderately supported its possibility with the prerequisite that the orientation of the bases in the nanopore is precisely controlled (Wells et al., 2012). A recent MD analysis by Wu's group showed similar results (Lv et al., 2014). Another simulation study by Chen's group implied that nanopore in monolayer graphene is less sensitive than that in few-layer graphene (Li et al., 2013a). Experiments on SBR by graphene nanopores are badly needed to answer these questions.

Furthermore, the structural geometry of these graphene nanopores is usually irregular, which introduces noise if the orientation of the bases cannot be precisely controlled. To improve fabrication technology, it is essential to understand the mechanism of pore formation. In 2009, Zettl's group investigated the dynamics of carbon atoms at the edge of nanopores in a suspended single-layer graphene with the transmission electron aberration-corrected microscope, and found the edge lattice could be repaired at a slower rate than atom erosion (Girit et al., 2009). Banhart's team used FEB of 1-А diameter to irradiate singly atoms at predefined positions from carbon nanotubes (Rodriguez-Manzo and Banhart, 2009), demonstrating a method for nanopore fabrication at the Angstrom precision. In 2011, Zandbergen's group reported the discovery of an intrinsic self-repair mechanism to keep the graphene in a single-crystalline state during 300 kV FEB etching at 600°C (Song et al., 2011). The next year, Kim's group reported (Lu et al., 2012) that, under a 200 kV FEB, nanopores in multilayer graphene could be completely closed at 400°C. Shrinking of nanopores to smaller diameter (<2.5 nm) and opening of that to larger diameter (>3nm) were observed at both 800 and 1200°C. They explained that shrinkage and expansion of the nanopores result from the interplay between two mechanisms, erosion of carbon atoms from the edge of the pore and generation of carbon ad-atoms, where the former facilitates pore expansion but shrinkage by the latter. Sun's group discovered that shrinkage and expansion of nanopores in multilayer graphene could be induced by heating at 400°C without irradiation (Figure 3), and was linearly dependent on the ratio of pore diameter to graphene thickness (Xu et al., 2012). The transition point of the ratio is around 1, where the ratio above 1 result in pore opening, and that below 1 leads to pore closing. They concluded that the knockout carbon atoms by FEB are necessary for pore shrinkage. The

FIGURE 3 | Schematic illustration of the shrinkage and expansion of graphene nanopore (t represents height of graphene, 2r for nanopore diameter) (Xu et al., 2012). Reproduced by copyright permission of John Wiley and Sons.

follow-up fabrication of nanopores on free-standing monolayer graphene with 1-Á FEB by Zandbergen's group has shown that processing at 600°C is suitable for pore etching at nearly atomic precision, while temperature at 20°C and 800°C result in contamination and faster self-repair than removal of carbon atoms. Other significant achievements were microsecond-imaging (530 ^s) without further pore damage, fabrication of array of patterned nanopores, and possibility of automation (Xu et al., 2013b).

These findings will significantly enhance fine diametertuning technologies for nanopore fabrication in graphene sheets. However, several challenges still exist in FEB-based nanopore manufacture even if extremely axisymmetric nanopores can be fabricated through removal of carbon atoms one at a time. First, sample capacity of scanning or transmission electron microscopes is currently limited at the square millimeter scale despite production of 30-inch area, predominantly monolayer graphene sheets, has been demonstrated by Ahn, Hong, and coworkers (Bae et al., 2010). Second, FEB procedure is time-consuming. Accordingly, parallelization of graphene nanopores comparable to that of Ion Torrent systems is presently a distant expectation which depends on progress of methodology. Third, as pointed out by Bayley (2010), carbon atoms at the pore's edge may be modified by a number of chemical function groups during their exposure to air and water after FEB irradiation, which might confound base discrimination. Simulation work by Král's group showed that modification of pore's edge with positively charged hydrogens by hydrogenation passivation could facilitate DNA translocation through graphene pores (Sint et al., 2008). In 2013, Dekker's group reported (Schneider et al., 2013) that graphene coated with pyrene ethylene glycol could inhibit graphene-nucleobase interactions caused by n—n stacking. However, the pore length was increased from 1.5 nm to about 5.5 nm by this coating

procedure. SBR in this sequencing system becomes a new issue. Recently, Lee, Chisholm, and colleagues used Si to passivate carbon atoms at the edge of the graphene pores (Lee et al., 2014), and demonstrated that these Si-passivated graphene nanopores could be stored for many months under ambient conditions, indicating the feasibility to develop vigorous graphene nanopore sequencers.

In search of new approaches, Russo and Golovchenko demonstrated fabrication of nanopores with diameters at the Angstrom scale in monolayer graphene by inducing defects with energetic ions followed by the edge-selective electron recoil sputtering (Russo and Golovchenko, 2012). This method does not need electron beam to be focused and allows scalable production of patterned nanopore array.

In addition to graphene material, Yu's group reported that fabrication of nanopores with 1.1 nm effective length in double-layer boron nitride membrane by FEB, which provided more sensitive detection of DNA translocation than SBNs (Liu et al., 2013b). However, the frequency of DNA translocation events was not high due to its low hydrophilicity. Recently, Shan, Lu, and colleagues (Zhou et al., 2013) demonstrated that this hydrophilicity could be improved by UV-ozone treatment. Radenovic's group reported (Liu et al., 2014) that they used 0.7nm-thick monolayer molybdenum disulfide (MoS2) to fabricate nanopores, which showed lower membrane-DNA interaction. These new materials provide more options for SBR in the future research. However, it should be beared in mind that some issues for graphene nanopores remain similar to these new species of pores.

Speed control of DNA translocation through nanopores

Because of the intrinsic limitations of commercially available PCAs, sampling rate of current measurement is commonly lower than 250 kHz due to signal noise [M. Wanunu had a

comprehensive review in this regard (Wanunu, 2012)], except 500 kHz used by Gundlach et al. (Laszlo et al., 2014). Under the effective driving voltage, namely minimum voltage to impel DNA to pass through the pore (Henrickson et al., 2000), DNA translocation speed is too fast (300 bases/ms) (Akeson et al., 1999; Meller et al., 2000) for PCA to identify individual bases. Hence, it is crucial to reduce the speed to about 1 base/ms to allow increment of the number of ions between a purine and an adjacent pyrimidine from ~100 to 100-1000 folds (Deamer and Akeson, 2000) or to develop faster detection electronics without sacrificing signal-to-noise ratio.

Several groups have endeavored to develop efficient approaches to slow down DNA translocation speed. Over a dozen of control methods have been published since the first attempt by Li's team (Fologea et al., 2005). Many of these techniques showed substantial improvements in speed control. Although each of the above has its own pros and cons, the most significant progress has resided in ratcheting of DNA molecules by various ways, in particular molecular motors (Figure 4).

In 1989, Church and colleagues conceived that DNA polymerase could be an ideal motor to precisely control DNA translocation through nanopore (Church et al., 1998). Afterward, Ghadiri's group performed real-time observation of ratcheting dynamics of a few DNA polymerases while they pulled ssDNA out of a-HL nanopores base by base during primer extension, demonstrating that DNA polymerases are hopeful candidate motors (Cockroft et al., 2008; Chu et al., 2010). Most intensive work in this aspect comes from Akeson and colleagues. They have reported a series of investigations on dynamics of enzyme-DNA

interactions since 2007 (Benner et al., 2007; Hornblower et al., 2007). Stability of the motor-DNA complex under the nanopore sequencing condition is one of the most important parameters because it determines read length and accuracy. In this case, an ideal motor would be an enzyme with extremely long processiv-ity, in addition to its potent activity (as long as it is not faster than a PCA's temporal resolution), which is together translated into sequencing rate. They found that, at 80 mV, T7 DNA polymerase could synthesize DNA while E. coli Klenow fragment couldn't, and easily dissociated from DNA at the voltage bias between 165 and 180 mV (Benner et al., 2007; Gyarfas et al., 2009; Wilson et al., 2009; Olasagasti et al., 2010). Later they reported that processive $29 DNA polymerase could catalyze DNA synthesis against a 180-mVbias (Lieberman et al., 2010). They further demonstrated that this enzyme could synthesize DNA at an averaged rate of 2.540 bases/s though its processivity of several tens of Kb (Blanco et al., 1989) is still needed to be validated under such conditions.

This $29 motor has been also introduced into MspA nanopore system (Manrao et al., 2012). This nanopore technique has been exclusively licensed to Illumina (A Genomeweb Staff Reporter, 2013a). Recently, Gundlach's team reported that the motor generates read length up to 4.5 Kb when it is used to sequence phi X genome (Laszlo et al., 2014). However, the fact that read length distribution is much shorter than the library sample indicates that dissociation between the enzyme and DNA is substantial (Laszlo et al., 2014). Early, ONT disclosed that MinlON sequencer produces read length exceeding 50 Kb (Karow, 2014d), and an 8.5-Kb read by MinlON has been posted by Karow (2014a); Loman et al. (2014). Although read length needs to be further elongated, both cases are impressive compared with the 2nd-gen sequencers, suggesting a breakthrough toward one of the 4 gold standards and possibility for single-cell sequencing without in vitro genome amplification that erases epigenomic information. But error rate of both sequencing systems is still high. Gundlach et al. explained that errors are induced by positional switches of DNA bases in pore's recognition site due to the stochastic motion of the motor, DNA-pore interactions, and deviations from their tetramer maps (Laszlo et al., 2014). Therefore, obtaining of high quality de novo sequencing in these sequencers is still challenging.

Beside ratcheting DNA with enzymes, Li's team reported a successful control of DNA threading through nanopores at a speed below 1 nm/ms using piezoelectrics-based method (Hyun et al., 2013), which is slow enough for base identification. Recently, Timp's group has reported that DNA velocity can be controlled at 1.0 nm/s against a 0.45 V applied field using the tip of atomic force microscope (AFM), and found that "stick-slip" motion coexists with frictionless sliding (Nelson et al., 2014) (see Section Improvements in Detection Electronics).

Stolovitzky and colleagues designed a "DNA transistor" (Polonsky et al., 2007; Luan et al., 2010, 2011), a solid-state nanochannel in which an anode ring flanked by two cathode rings are embedded, to trap a DNA strand while pulling one end of it out of the channel using a "harmonic spring" such as AFM or optical tweezers. Their simulation results showed that this device could ratchet DNA with a constant speed at the Angstrom scale (Luan et al., 2010). Recently, they published a paper on their fabrication of DNA transistors using reactive ion etching (RIE) (Bai

FIGURE 4 | Base-by-base ratcheting of ssDNA out of a-HL nanopore by $29 DNA polymerase (Schneider and Dekker, 2012). Reproduced by copyright permission of Nature Publishing Group.

et al., 2014). The mean diameter of the resultant nanopores is around 18 nm. Preliminary tests on a nanochannel of 20-nm in length showed that the transistor is unable to decelerate DNA speed. They believed that its diameter is too large. Nevertheless, the advantage is that RIE enables them to fabricate nanopore arrays at the wafer scale.

Another possible alternative is to stretch DNA strand by tethering both ends on piezo-controlled tips, as demonstrated with optical tweezers by Bustamante's group (Moffitt et al., 2006). However, single-molecule manipulation in such devices is very difficult. Its unique advantage is that the base spacing can be expanded from 0.5 to 0.75 nm (Smith et al., 1996), enabling nanopores to distinguish single bases at an elevated precision. The major challenges, however, are to increase a dynamic range that piezoelectronics can be precisely controlled and operate DNA molecules in arrayed nanopores.

Improvements in detection electronics

Fabrication of arrays of protein and solid-state nanopores has already been demonstrated (Kim et al., 2006; Hall et al., 2010). In the meantime, one should consider how to use compatible PCAs for simultaneous signal recording. Features of an ideal PCA include high signal-to-noise ratio, high bandwidth, and multiplexing detection.

In 2006, based on a complementary metal oxide semiconductor (CMOS) circuit, two groups reported their fabrications of integrated PCAs with sensitivity in the picoampere range and a bandwidth up to 10 MHz in sub-micron CMOS processes (Laiwalla et al., 2006; Zhu et al., 2006). Later, Collins and colleagues reported on the test of a 6 integrated amplifier, demonstrating its capability for multiplexing detection (Gierhart et al., 2008). Culurciello, Sigworth and colleagues also introduced resistive compensation circuit and a parasitic capacitive compensation circuit to compensate the capacitance and resistance of the electrode, respectively (Weerakoon et al., 2009, 2010). Furthermore, Dunbar and coworkers have reported that a highly-sensitive amplifier is fabricated in a 0.35 ^m CMOS process (Kim et al., 2011, 2013a), and used this device to test DNA translocation through a-HL nanopore, demonstrating its potential for accurate detection of abasic sites (Kim et al., 2013a,b). They have also reported that the size of feedback resistor is successfully reduced by a factor of 10 via introduction of a novel pseudo-resistor technique, which is an important step toward miniaturization (Kim et al., 2013c). Further improvement to reduce noise is under investigation as well (Kim et al., 2013b). Another group, Shepard and colleagues, has been developing high-bandwidth electronic interfaces for fast temporal resolution (Anderson, 2012). They reported that a new CMOS preamplifier for an array of SBNs has a signal-to-noise ratio >5 at 1 MHz sampling rate (Rosenstein et al., 2012). Calculation results showed that sampling rate at 40 MHz is possible (Rosenstein and Shepard, 2013).

A commercial multichannel PCA for parallel detection has been demonstrated by Behrends' group (Baaken et al., 2011). Other nanopore sequencing companies, including ONT (Davies, 2012), Illumina (AGenomeweb Staff Reporter, 2013a), and Genia (Toner, 2012), which has been acquired by Roche (Karow, 2014e),

are all devoted to develop their own integrated circuit platforms for multiplexing detection. ONT has achieved parallelization of 512 pores in MinlON sequencer (Heger, 2014a), and is heading to an array of 100,000 pores in Promethlon (a more powerful version than MinlON) (Karow, 2014c). Apparently, Electronic Bio Sciences, which is developing a sequencing platform using engineered a-HL nanopre with a single recognition site (Karow, 2009; Ervin et al., 2014), may be involved in the same endeavor as well.



The A-scaled base spacing limit has long been challenging direct base recognition by threading DNAs through a pore. A few groups have proposed to develop new pore-related technologies to circumvent this problem. One of the answers is to artificially enlarge base's spacing, one way or another.

Exonuclease-assisted nanopore sequencing

To overcome signal interference between neighboring bases, we and Bayley's group have independently proposed a new technique, i.e., exonuclease-assisted nanopore sequencing, which could also detect 5-methyl-2'-deoxycytosine (5-mdC) besides the 4 regular bases. The detection setup is the same as the above threading method. The conception is that different 2-deoxyribonucleoside 5'-monophosphates (dNMPs) induce distinct electrical signatures while they are traversing through a nanopore. When individual dNMPs are cut off from one end of a DNA molecule by an exonuclease, and sequentially traverse through a nanopore under an applied voltage, the sequence information of the target DNA molecule can be acquired from the electrical signals.

The regimen suggested by Bayley's group is illustrated in Figure 5. This group has proved a mean accuracy of 99.8% for four dNMPs and the ability of 5-mdC identification by engineering a-HL nanopore to facilitate longer dwelling time for accurate detection (Astier et al., 2006; Clarke et al., 2009). Recently, this group also demonstrated the possibilities of sequencing RNA and detecting RNA uridylation at their 3' ends by aHL nanopore (Ayub and Bayley, 2012; Ayub et al., 2013; Clamer et al., 2013; Cracknell et al., 2013). The RNA-sequencing expands potential application of nanopore into direct sequencing of transcriptome and detecting of post-transcriptional RNA modification at the single-molecule level. Additionally, selective detection of microRNAs has been demonstrated independently by Wanunu et al. (2010b), and Gu's group (Tian et al., 2013).

Unlike the protein pore, Wang et al. proposed SWCNT pores to detect dNMPs and improved accuracy through adjusting pore diameter and length (Wang, 2010; Wang and Huang, 2010). A handful of hurdles exist in this system, e.g., nanopore fabrication, fine-tuning of the pore dimensions, and among others. SWCNT nanopores have been fabricated using nanotechnology by Lindsay, Nuckolls and coworkers (Liu et al., 2010), and via inserting ultrashort SWCNT into lipid bilayers by Wu's group (Liu et al., 2013a), which could be adapted to our sequencing system to overcome the hurdles.

FIGURE 5 | Schematic illustration of exonuclease sequencing. (A)

Illustration of exonuclease bound onto a-HL. (B) Individual nucleotides translocation events. (C) Detection of 5-mdC or Me-dCMP and dNMPs

through a-HL nanopore (Clarke et al., 2009; Reiner et al., 2012). Reproduced by copyright permissions of American Institute of Physics and Nature Publishing Group.

NanoTag-SBS sequencing

Ju and colleagues, who developed a 2nd-gen SBS method (Seo et al., 2005; Wu et al., 2007; Guo et al., 2008), reported a nanotag-based real-time sequencing by synthesis (NanoTag-SBS) (Kumar et al., 2012), which is different from zero-mode waveguide-based PacBio RS platforms (Eid et al., 2009). In this system (Figure 6), a polymerase is immobilized in the vicinity of pore's cis entrance. During DNA synthesis, four 2-deoxyribonucleoside 5'-triphosphates (dNTPs), each labeled with one of the 4 tags carrying poly (ethylene glycol) repeats of different lengths, is incorporated into the growing strand according to Watson-Crick rule. The released diphosphate-carrying tags would sequentially traverse through the pore under a voltage and induce distinct current blockage signals, which will be translated into sequence information. This Nano-SBS has been licensed to Genia Technologies (Karow, 2012), a company for development of aHL pore arrays on semiconductor chips. In this system, attachment of one polymerase onto one pore's entrance is extremely challenging. Karow reported that Church's group, which developed the 2nd-gen sequencing by ligation, is going to complete this task through protein fusion technology (Shendure et al., 2005).


Except for the enhancement of signal-to-noise ratio by nanopore structure during optical detection (Chansin et al., 2007; Hong et al., 2008), the other advantage of combining nanopores with optical methods lies on the simultaneous probing of DNA translocation signals (Sawafta et al., 2014).

Meller's group developed a novel optipore sequencing method (Soni and Meller, 2007; McNally et al., 2010). In this system, each nucleotide on a target ssDNA is converted into a binarily-coded oligonucleotide sequence, i.e., the designed DNA polymers (DDP) (Figure 7A left). In other word, each of the four converted binarily-coded oligonucleotides contains two unique sequences, designated "0" and "1." For example, base A, G, T, and C are represented by "11," "10," "01," and "00," respectively. Four probes complementary to the four converted bases are differentially labeled with four different fluorescent dyes, or molecular beacons, at their heads to encounter nanopore first and a universal quencher at their tails (Figure 7A middle). In addition, these probes are so designed that they are capable of forming hairpins through intrastrand hybridization without competition with the coded complementary oligonucleotides. Therefore, fluorescent dyes can be quenched before they are hybridized with DDP. After hybridization, all beacons of the probes except the leading one are quenched by the neighboring quenchers. Hybridized DDPs with a distinct single-stranded overhang are loaded in cis chamber. The overhangs can lead DDPs to enter an array of 1.5-nm solidstate nanopores. When the beacons at the leading probes reach the pore entrances, they can be excited by a laser beam, and their emission can be recorded by electron multiplying charge coupled device (EMCCD) (Figures 7A,B right). Because these pores only allow ssDNA to thread (Figure 7A right), probes at the pore's entrances can be unzipped off (Sauer-Budge et al., 2003; Mathe et al., 2004; McNally et al., 2008) and self-hybridized, and the beacons are subsequently quenched. Due to its inherently small size, this system is amenable to parallelization (Torre et al., 2012).

FIGURE 6 | Schematic illustration of Nano-SBS. (A) Tag-phosphate is cleaved off when the nucleotide is incorporated into growing primer. (B) During SBS, these tags are sequentially released and driven through the

nanopore (upper), where they induce unique current blockage signals (lower) (Kumar et al., 2012). Reproduced by copyright permission of Nature Publishing Group.

NobelGen predicted that a nanopore of the DDP could read over 100 bases/s (Karow, 2010). An array of 400 x 400 pores would finish a human genome within 30 min. TTR, including sequencing with read length over 200 bases and assembly with a clinical grade accuracy, would be within 24 h at a cost for much less than $2000 (Karow, 2011).

Hybridization-based sequencing

Hybridization-assisted nanopore sequencing (HANS) was conceived by Ling et al. (2006), who cofounded NABsys, Inc. in 2004. In this scheme, copies of target ssDNA are hybridized with each of a set of short oligomer (initially hexamer) library to generate hybrid molecules containing hybridized sites (dsDNAs). When the dsDNA sites pass through a nanopore, they induce stronger ionic current blockage than their ssDNA counterparts. Therefore, a stronger blockage signal is an indication of the local target DNA sequence complementary to the known hexamer sequence. When a hybrid molecule passes through a nanopore, it generates a distinct linear map of dsDNA-ssDNA distribution. Finally, these maps are aligned up by software to generate sequence information of the target ssDNA. This method is readily for massive parallelization. The most impressive feature is that it circumvents the demand for SBR. In 2010, they demonstrated that ssDNA and dsDNA in such a hybrid molecule could be identified (Balagurusamy et al., 2010). The pivotal requirement for HANS is that each hybrid molecule should pass through a nanopore at least at its own constant speed so that accurate assembly could be obtained.

Sequencing by Expansion™

Based on the same core idea of magnifying signals from individual bases, Stratos Genomics is dedicated to the development of "Sequencing by Expansion™" (SBX) method (Karow, 2014f), where individual bases along ssDNA chain are converted into a 50-fold larger surrogates called Xpandomers,

which could generate detectable signals. The sequence is then read out as the Xpandomers sequentially when passing through a nanopore array. It was reported that read length of the SBX method reached 210 bases in 2013. However, technical details about the base conversion are not currently available.


The ionic current detection system is based on Coulter counter (Wanunu, 2012). The current fluctuations are conventionally monitored by PCA's headstage. However, detection models have diversified along with the fast development of nanopore-related sequencing technologies during the last decade. In this category, different detection methods are discussed.

Sequencing by electronic tunneling (SBET)

In 2003, Lee and Thundat disclosed a nanoelectrode-gated tunneling method for DNA sequencing (Lee and Thundat, 2003). The hypothesis is based on the principle that each base has its distinct structure, and has specific perturbation effect on tunneling signals when each base is translocating between a pair of nanoelectrode tips (gate) perpendicular to DNA backbone. Lee et al. theoretically showed that the four bases have significant charge conductance which could possibly be detected when they are passing through a 1.5-nm gap between the nanoelec-trodes (Lee, 2007). Theoretical calculation by di Ventra's group also supported this concept (Zwolak and Di Ventra, 2005). Their theoretical analysis showed that sequencing speed could reach up to 106-107 bases/s (Lee and Thundat, 2003; Lagerqvist et al., 2006). It has attracted increasing number of groups to develop new technologies to fabricate such devices. One example is shown in Figure 8.

However, the daunting challenges to fabricating such devices are: (1) to control the gap distance between the electrodes within 4 nm for recognition tunneling (Lindsay etal., 2010), (2) to obtain

FIGURE 7 | Schematic illustration of the optipore sequencing. (A) Target ssDNA fragments are converted to predesigned oligonucleotides (left), hybridized to probes carrying molecular beacons (middle), and detected by

EMCCD while traversing through a nanopore (right). (B) The sequencing scheme of the parallelized optipores (McNally et al., 2010). Reproduced by copyright permission of American Chemical Society.

tip sharpness at the nanometer or even Angstrom scale for SBR, and (3) to operate such a device.

Direct tunneling. In 2008, Collins and colleagues demonstrated that, using FEB, they embedded nanopores with 10-nm thick lateral chromium nanoelectrodes in a 2 to 50 nm spacing range (Gierhart et al., 2008). In the meantime, Kawai, Taniguchi and colleagues reported that gold electrode spacing could be controlled in a range from 0.5 to about 10 nm using the mechanically controllable break-junction method (MCBJ) (Tsutsui et al., 2008, 2009), initially developed by Reed, Tour and colleagues (Muller et al., 1996; Reed et al., 1997). These findings support the feasibility of SBET technology (Tanaka and Kawai, 2009). Later, they showed successful fabrication of 1-nm gapped Au electrode, which could statistically distinguish three bases except adeno-sine (Tsutsui et al., 2010). Again, with 1-nm gapped electrodes

immersed in pure nucleotide solution, they also demonstrated that 5-mdC and 8-oxo-deoxyguanosine (8-oxo-dG) could be mathematically identified (Tsutsui et al., 2011a). To confine DNA strands within nano-sized space, they further embedded nanoelectrodes into an in-plane 15-nm SBN (Tsutsui et al., 2011b) (Figure 9), and sequenced short ssDNA and RNA fragments (Ohshiro et al., 2012), demonstrating the feasibility of SBET. Their sequence alignment using reference tunneling signatures of a series of oligomers implies their future direction of direct SBR. In 2013, Taniguchi cofounded Quantum Biosystems based on this technology (Karow, 2014b).

Although Taniguchi et al. have integrated gold electrodes with SBN, the nanopore size is too large to confine ssDNA molecules. A preferable pore diameter should be less than 4nm (Lindsay et al., 2010). However, there are a number of challenges to embed metal electrodes into nanopores at the nanometer scale (Healy

FIGURE 8 | Schematic illustration of SBET. (A) Illustration of ssDNA traveling between a pair of tunneling electrodes in a nanochannel. (B) The upper left inset shows top view of the pore cross section embedded with two pairs of electrodes (gold rectangles). The upper right inset illustrates

ssDNA and a pair of gold electrodes at atomic level. Lower shows the simulation result of a tunneling diagram of the ssDNA (sequence: AGCATCGCTC) (Lagerqvist et al., 2006). Reproduced by copyright permission of American Chemical Society.

FIGURE 9 | Illustration of the SBET in a nanopore. (A) An ssDNA molecule translocates through the electrode gap in-plane nanopore. (B) Continuous tunneling discrimination of individual bases of an ssDNA strand via the embedded electrodes (Tsutsui et al., 2011b). Reproduced by copyright permission of Nature Publishing Group.

et al., 2012; Yokota et al., 2014). Some groups have therefore tried nonmetal compound materials.

In 2010, Postma proposed to sequence DNA within graphene nanogaps (Postma, 2010) using the nonlinear current-voltage characteristic of graphene electrode for base identification. Theoretical analysis suggested that sequencing accuracy could reach up to 100% when the gap-width was 1.6 nm. In 2011, calculation performed by Scheicher and colleagues also supported that it is possible to sequence DNA by measurements of tunneling current between graphene nanogap or electrodes (Prasongkit et al., 2011). They further proposed to modify graphene electrode edges by hydrogenation. MD simulation showed that edge-hydrogenated graphene electrodes would enhance conductance by about 3 orders of magnitude through interaction of hydrogen bonds with DNA bases (He et al., 2011) (see Section Single Base Resolution by Graphene and Other Solid-State Nanopores).

In 2010, Collin's group experimentally embedded carbon nanowire, gold, and chromium electrodes in a nanopore (Spinney et al., 2009; Sutanto et al., 2010). After assessing the device,

they concluded that this sensor could be arrayed for parallel sequencing but fabrication of nanopores and electrodes at 1 nm scale may be necessary. In 2012, their detection of ss- and dsDNA translocation through the carbon electrode gap revealed that the device is sensitive (Spinney et al., 2012), but signals for base identification are not acquired due to large 3 nm nanopore and electrodes. Besides, Stein's group demonstrated that SWCNTs could be embedded in a nanopore (Jiang et al., 2010). Golovchenko, Branton, and colleagues reported an in situ growth method to embed SWCNTs across nanopores (Sadki et al., 2011). These provide new alternative approaches to minimize electrode size as diameter of the thinnest SWCNT is only 0.3 nm (Zhao et al., 2004).

Hydrogen bond-mediated tunneling. In 2005, Xu and colleagues reported their preliminary studies on DNA tunneling between Au(111) surface and tip of scanning tunneling microscope (STM), and presumed that these tunneling effect could be mediated by base pairing (Xu et al., 2005). Later, they reported (Xu et al., 2007) that the four DNA nucleosides and methylated bases deposited on Au(111) surface have specific tunneling conductance despite signal overlaps between bases are observed. This work demonstrated that it was possible to sequence DNA using electronic means. In 2006, Umezawa and colleagues reported that tips of STM with thiol derivatives of the 4 bases enhance electron tunneling signals when they are used to detect their complementary counterparts compared with their non-complementary ones (Figure 10), indicating that hydrogen bonds facilitate tunneling currents (Ohshiro and Umezawa, 2006).

Based on tunneling enhancement by base paring, Lindsay's group proposed a sequencing concept called "Sequencing by Recognition (He et al., 2007)" (Figure 11), which relied on hydrogen bond-facilitated tunneling. According to Lindsay et al. 4 electrodes, each of which is coated with one of four molecule types complementary to A, C, G, and T, respectively, are used

thymine cytosine adenine guanine e|ectron wavefuction tip tip tip tip tof a base

TfT CwC AWA gWg overlap of electron ■FT aC Gfe wavefuctions of

™ C a complementary



w • • w v _ H _


FIGURE 10 | Nucleotide-pairing based electron tunneling detection (Ohshiro and Umezawa, 2006). Reproduced by copyright permission of National Academy of Sciences.

FIGURE 11 | Recognition tunneling sequencing. Tunneling circuit is realized through the hydrogen bonds between ICA-functionalized tips and different DNA bases (Krishnakumar et al., 2013). Reproduced by copyright permission of American Chemical Society.

to identify their complementary counterparts. Immobilization of target DNA on surface and tunneling detection with tips of STM are complicated and time-consuming. However, it remains a promising platform for DNA sequencing if this tunneling detection could be combined with nanopores (Branton et al., 2008).

Lindsay's group previously showed that enhanced tunneling could be detected between complementary tip-base pairs, but not between non-complementary ones (He et al., 2007, 2009; Huang et al., 2010a). After their proof-of-principle work on tunneling identification of individual nucleobases (Chang et al., 2010), they tested base recognition tunneling, including methyl-cytosine, in different pentamers on Au(111) surface (Huang et al., 2010b). The results showed that functionalized tips are capable of identifying a base surrounded by other ones, although many factors, e.g., base stacking and tip sharpness, should be taken into consideration for more precise recognition. They further moved on

to detect base tunneling within controlled nanogaps between electrode tips at the Angstrom precision by using piezoelectric transducer (Chang et al., 2011), which is an important step to combine tunneling detection with nanopore confinement of DNA molecules. Most notably, switching of the number of base-complementary molecules, which are used to functionalize electrode tips, from 4 to 1 by using a universal recognition molecule, 4(5)-substituted imidazole-2-carboxamide (ICA), is considered as a quantum leap (Liang et al., 2012). This could enable a single instead of four pairs of electrodes to detect all the four bases, and circumvent challenges in embedding electrodes into nanopore and subsequent signal analysis. Recently, this group has reported that palladium electrodes functionalized with an ICA compound could detect not only tunneling signals of the 4 normal bases, but also 5-mdC (Chang et al., 2012), though acquisition of unambiguously distinguishable tunneling signals across bases needs further improvements. The double-functionalized gold electrodes proposed by Scheicher and colleagues (Pathak et al., 2012; Prasongkit et al., 2013) and titanium nitride electrodes functionalized with a thiol-bearing compound proposed by Chen (2013) could be useful for improving base recognition. Moreover, ICA-coated electrodes could slow DNA translocation speed through nanopore down to about 200 ^s/base under the applied voltage between 60 and 80 mV (Krishnakumar et al., 2013). Strikingly, ICA-coated electrodes are potential to detect peptides (Zhao et al., 2014), probably opening up the door to single-molecule proteomics if the amplitude range of tunneling is wide enough to distinguish at least 20 animo acids.

Measurement of transverse conductance of DNA bases

Based on density functional theory, Prezhdo's, Xu's, and Nikolic's groups (Nelson et al., 2010; Ouyang et al., 2011; Saha et al., 2012) independently proposed nanopore-related sequencing methods. Briefly, when a base is inserted into a nanopore in a metallic monolayer graphene nanoribbon, it will modulate edge conductance currents. These conductance is base-specific and can be enhanced in the micro- to milliampere range, compared with the picoampere scale of ionic current. Therefore, an ssDNA chain can be sequenced when it passes through the nanopore. Later, Lambert and colleagues (Sadeghi et al., 2014) further introduced

this sequencing method by using nanopores in bilayer graphene. Theoretical calculation indicates that electrical current signals have a high signal-to-noise ratio compared with conventional ionic current measurement. The authors also predicted that it could be integrated with CMOS technology. Balatsky and coworkers (Ahmed et al., 2014) also proposed multilayered graphene-based nanopore sequencing device combined with "multi-point cross-correlation (MPCC)" method. In this design, transverse current across each graphene layer is independently recorded during DNA translocation through the pores. Then the signals between each nanopore are subject to MPCC, which could theoretically enhance signal-to-noise ratio.

Concurrent detection of ionic current blockage and other signals

In 2011, Albrecht, Edel, and coworkers presented an idea to combine sequencing by detection of ionic current blockage and tunneling current (Ivanov et al., 2011). They embedded Pt electrodes in a SBN, and simultaneously measured tunneling and ionic currents. Proof-of-principle tests showed that events of DNA translocation through nanopore could be concurrently detected, indicating that this concept is possible. Then, this group developed a method called "electron-beam-induced deposition (EBID)," an effective way to precisely control electrodes spacing (Ivanov et al., 2014). Furthermore, EBID is also suitable for fabrication of nanopore arrays. In 2013, Radenovic's group reported a device by combining fabrication of nanopores in graphene nanorib-bon with semiconductor technology, and demonstrated that it could simultaneously detect ionic current blockage and electronic conductance (see Section Field Effect Transistor) (Traversi et al.,

2013). Recently, Forro, Radenovic, and colleagues reported electron beam lithography (EBL) fabrication of sub-10nm nanogap electrodes and concurrent detection of ionic current blockage and tunneling (Fanget et al., 2014).

In 2014, Lal's group reported a designed nanopore device that can simultaneously perform AFM imaging and ionic current detection, suggesting that it could be used for DNA sequencing (Connelly et al., 2014). Later, Timp's group reported concurrent measurements of ionic current and force topography while threading individual ssDNA strands through SBNs (Nelson et al.,

2014). An important phenomenon they found is coexistence of

frictionless sliding and "slip-stick" motions, which could become error sources during sequencing. Minimizing the latter, through surface passivation as an example, could enhance sequencing precision. Signal analysis supports that SBR is possible using nanopores with diameters no more than 1.5 nm. Early, Wang, Liang, and colleagues proposed that individual bases, including 5-mdC, could be recognized through detection of force topographies by pulling DNA strands through ~1.0-nm axisymmetric graphene pores by AFM or optical tweezers (Zhang et al., 2014).

Field effect transistor

In 2005, Heng et al. proposed a design that used nanopore capacitor made in a metal-oxide-semiconductor (MOS) membrane to sense bases when an ssDNA strand is translocating through the pore (Heng et al., 2005). Their simulation results demonstrated that such a device holds to sequence DNA (Heng et al., 2005; Gracheva et al., 2006; Sigalov et al., 2008) (Figure 12). In 2010, Leroux presented a similar design that used a nanopore in a semiconductor-oxide-semiconductor membrane to distinguish individual bases (Leroux et al., 2010). Their theoretical analysis showed that this is possible. In 2012, Yan's group proposed a sequencing method by using single-electron transistor-based nanopore (Guo et al., 2012). Based on simulation results, they concluded that bases could be identified only in some regions. Although supporting evidence from experiments are currently unavailable, these transistor-based approaches can potentially be integrated with semiconductor technology for massive parallelization.

In 2009, Kim, Rossnagel, and coworkers demonstrated fabrication of array of ionic field effect transistor (IFET) nanopores by combining EBL and atomic layer deposition (Nam et al., 2009). Recently, Lieber's group has reported fabrication of FET nanopores via FEB drilling through both the edge of a silicon nanowire and its silicon nitride support membrane (Xie et al., 2012). Their experiments on DNA translocation through these FET nanopores showed that the amplitude of FET signals is about ten-fold larger than that of ionic current counterparts, and have higher signal-to-noise ratio, implying higher bandwidth detection and accuracy, respectively. Data analysis supported that FET signals in this transistor follow the mechanism of local potential

FIGURE 12 | Nanopore capacitor. (A) A TEM top-view of the nanopore capacitor device. (B) Schematic illustration of the nanopore capacitor. (C) A TEM side-view of the nanopore capacitor (Gracheva et al., 2006). Reproduced by copyright permission of IOP Publishing Ltd.

change-related sensing rather than that of charge-based sensing. The authors predicted that the nanowire could be replaced by monolayer graphene or integrated with biologically engineered protein pores for SBR.

In 2013, Drndic's group described fabrication of FET monolayer graphene nanopores with diameters between 2 and 10 nm using EBL (Puster et al., 2013). Radenovic's group reported fabrication of graphene-based FET sensors and signal tests on DNA translocation (Traversi et al., 2013) (Figure 13). Their results also support local potential change-related sensing mechanism. Leburton proposed a four-layer FET nanopore sequencing design called graphene quantum point contact device (Girdhar et al., 2013), where the top graphene layer controlls DNA translocation speed, the second confines lateral positioning of the bases, the third detectes lateral conductance, and the bottom alteres the carrier concentration. These compelling works suggest that further innovation toward sequencing by FET sensors will be soon emerging.

It should be noticed that dsDNA is used to illustrate sequencing principle in Figures 12, 13. The devices could use ssDNA for real sequencing.


Nanopore sequencing technologies have been progressing at an unprecedentedly fast speed whereas the 2nd-gen sequencers have been paving the way for sequencing-based personalized medicine. It can be envisioned that novel sequencing concepts and technologies, including methods/materials for nanopore fabrication, parallelization techniques for nanopore arrays and detection, and speed control of DNA translocation, etc., will facilitate the development of directly-reading nanopore sequencers that presently rely on indirect reading. It can also be foreseen that the ultimate goal of clinical sequencing will be achieved in the near future along with the evolution in sequencing technology and sequence annotation.

Besides the four gold standards, novel nanopore-based sequencers are exhibiting their potential to detect cytosine methy-lation (Clarke et al., 2009; Tsutsui et al., 2011a; Laszlo et al., 2013; Schreiber et al., 2013). In addition, nanopore can identify 5-hydroxymethyl-2'-deoxycytosine (5-hmdC) (Wallace et al., 2010; Laszlo et al., 2013; Li et al., 2013b), 8-oxo-dG (Schibel et al.,

2010; Tsutsui et al., 2011a) and abasic sites (An et al., 2012a,b; Kim et al., 2013b; Marshall et al., 2014). Based-on MD simulations, Wanunu, Drndic and coworkers reported that SBN is able to distinguish 5-mdC from 5-hmdC by sequencing a few hundred molecules (Wanunu et al., 2010a). It is therefore necessary to redefine sequencing accuracy to include not only 4 normal bases but also their modified/damaged derivatives, many of which are involved in diseases (Korlach and Turner, 2012; Vogelstein et al., 2013). However, it remains a huge challenge of how to harness nanopore-based sequencing methods to directly distinguish all of alterations beyond mentioned above. Thus, the revised four gold standards would be: (1) high accuracy (no more than one error in every 10,000 bases including normal bases and their modified forms), (2) long read length (10 of Kb or longer), (3) high throughput and short TTR (in the matter of hours or even minutes), and (4) low cost (much less than $1000/genome). These standards are not only applicable to DNA sequencing, but also to direct RNA sequencing (Ayub and Bayley, 2012; Ayub et al., 2013).

The concept of "$1000 Genome" is by no means the clinical cost. Data interpretation is costly and time-consuming. This is currently becoming a bottle neck next to sequencing itself. On the other hand, cancer patients may need multiple sequencing to monitor genome stability during treatment. Even if cost for each sequencing and interpretation is $1000, it is still expensive for ordinary families. Therefore, how to popularize sequencing-based personalized medicine will require joint efforts from multiple fronts.


The authors acknowledge Dr. Jeffery Schloss of NIH/NHGRI for critical comments. This work was supported by the National High Technology Research and Development Program of China (No. 2012AA02A104) and the Innovative Research Team fund of Shanghai Jiao Tong University (No. X198775).


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Conflict of Interest Statement: The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Received: 30 September 2014; paper pending published: 10 November 2014; accepted: 09 December 2014; published online: 07 January 2015.

Citation: Wang Y, Yang Q and Wang Z (2015) The evolution of nanopore sequencing. Front. Genet. 5:449. doi: 10.3389/fgene.2014.00449

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